DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+4.07%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$3.06B
AUM Growth
+$3.06B
Cap. Flow
+$26.2M
Cap. Flow %
0.86%
Top 10 Hldgs %
22.86%
Holding
2,291
New
126
Increased
744
Reduced
759
Closed
132

Top Buys

1
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$13.6M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
$9.92M
3
DKS icon
Dick's Sporting Goods
DKS
$8.98M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.03M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$8.01M

Top Sells

1
IP icon
International Paper
IP
$8.95M
2
EXC icon
Exelon
EXC
$7.68M
3
KLIC icon
Kulicke & Soffa
KLIC
$6.34M
4
AAPL icon
Apple
AAPL
$6M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.8M

Sector Composition

1 Industrials 10.63%
2 Technology 10.22%
3 Healthcare 9.11%
4 Energy 6.87%
5 Consumer Discretionary 6.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSE
2176
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
74
-72
-49% –
POWR
2177
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$0 ﹤0.01%
33
– –
REDF
2178
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$0 ﹤0.01%
300
– –
ATE
2179
DELISTED
ADVANTEST CORPORATION NEW ADS (REPTSG 1 COM)
ATE
$0 ﹤0.01%
65
-6
-8% –
ACG
2180
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
– –
-755
Closed -$5K
ORIG
2181
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$0 ﹤0.01%
3
– –
CNL
2182
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-200
Closed -$9K
KING
2183
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$0 ﹤0.01%
50
– –
PGN
2184
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$0 ﹤0.01%
192
-323
-63% –
MIG
2185
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
– –
-641
Closed -$3K
FDO
2186
DELISTED
FAMILY DOLLAR STORES
FDO
$0 ﹤0.01%
7
– –
ELX
2187
DELISTED
EMULEX CORP
ELX
– –
-635
Closed -$3K
KNM
2188
DELISTED
KONAMI CORPORATION ADS (1 SH COM STK)
KNM
$0 ﹤0.01%
6
– –
SLXP
2189
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
– –
-200
Closed -$31K
EGL
2190
DELISTED
Engility Holdings, Inc.
EGL
$0 ﹤0.01%
11
– –
OUBS
2191
DELISTED
USB AG (NEW)
OUBS
– –
-49,385
Closed -$857K
BSCE
2192
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-170,800
Closed -$3.6M
VE
2193
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-54
Closed –
MGAM
2194
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-39,645
Closed -$1.43M
JLA
2195
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-30,832
Closed -$402K
JSN
2196
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-3,376
Closed -$43K
CPWR
2197
DELISTED
COMPUWARE CORP
CPWR
– –
-13
Closed –
THI
2198
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-132
Closed -$10K
KOG
2199
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-500
Closed -$6K
TAM
2200
DELISTED
TAMINCO CORP COM
TAM
– –
-5,209
Closed -$135K
86 87
88
89 90