DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
1-Year Return 16.05%
This Quarter Return
+4.07%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$3.06B
AUM Growth
+$108M
Cap. Flow
+$23.6M
Cap. Flow %
0.77%
Top 10 Hldgs %
22.86%
Holding
2,291
New
126
Increased
736
Reduced
763
Closed
131

Top Buys

1
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$13.6M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
$9.92M
3
DKS icon
Dick's Sporting Goods
DKS
$8.98M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.03M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$8.01M

Top Sells

1
IP icon
International Paper
IP
$8.95M
2
EXC icon
Exelon
EXC
$7.68M
3
KLIC icon
Kulicke & Soffa
KLIC
$6.34M
4
AAPL icon
Apple
AAPL
$6M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.8M

Sector Composition

1 Industrials 10.63%
2 Technology 10.22%
3 Healthcare 9.11%
4 Energy 6.87%
5 Consumer Discretionary 6.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXXI
2101
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-2,129
Closed -$24K
FWLT
2102
DELISTED
FOSTER WHEELER AG (SWITZERLAND)
FWLT
– –
-7,600
Closed -$240K
FM
2103
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-1,290
Closed -$48K
CMO
2104
DELISTED
Capstead Mortgage Corp.
CMO
– –
-35,874
Closed -$437K
BAS
2105
DELISTED
Basis Energy Services, Inc.
BAS
– –
0
– -$5K
TSS
2106
DELISTED
Total System Services, Inc.
TSS
$0 ﹤0.01%
8
– –
TI
2107
DELISTED
Telecom Italia
TI
$0 ﹤0.01%
76
+27
+55% –
OREX
2108
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-200
Closed -$8K
DYN.WS
2109
DELISTED
Dynegy Inc,
DYN.WS
$0 ﹤0.01%
1
– –
NWBO
2110
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-4
Closed –
LNCO
2111
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
– –
-1,600
Closed -$46K
GOLD
2112
DELISTED
Randgold Resources Ltd
GOLD
$0 ﹤0.01%
13
+8
+160% –
GCVRZ
2113
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$0 ﹤0.01%
965
+200
+26% –
CBA
2114
DELISTED
ClearBridge American Energy MLP
CBA
– –
-7,000
Closed -$127K
CERE
2115
DELISTED
CERES, INC. COMMON STOCK NEW
CERE
$0 ﹤0.01%
125
– –
AZPN
2116
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-5,384
Closed -$202K
RAMP icon
2117
LiveRamp
RAMP
$1.86B
– –
-8,102
Closed -$133K
ACWI icon
2118
iShares MSCI ACWI ETF
ACWI
$22.3B
– –
-350
Closed -$20K
ALLE icon
2119
Allegion
ALLE
$14.8B
– –
-133
Closed -$6K
ALSN icon
2120
Allison Transmission
ALSN
$7.5B
$0 ﹤0.01%
29
-601
-95% –
ARR
2121
Armour Residential REIT
ARR
$1.78B
– –
-56
Closed -$8K
BDC icon
2122
Belden
BDC
$5.21B
– –
-560
Closed -$34K
BF.B icon
2123
Brown-Forman Class B
BF.B
$13.4B
$0 ﹤0.01%
22
-312
-93% –
BGX
2124
Blackstone Long-Short Credit Income Fund
BGX
$159M
– –
-300
Closed -$5K
BLDP
2125
Ballard Power Systems
BLDP
$583M
$0 ﹤0.01%
100
– –
83 84
85
86 87