DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
1-Year Return 16.05%
This Quarter Return
+4.07%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$3.06B
AUM Growth
+$108M
Cap. Flow
+$23.6M
Cap. Flow %
0.77%
Top 10 Hldgs %
22.86%
Holding
2,291
New
126
Increased
736
Reduced
763
Closed
131

Top Buys

1
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$13.6M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
$9.92M
3
DKS icon
Dick's Sporting Goods
DKS
$8.98M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$8.03M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$8.01M

Top Sells

1
IP icon
International Paper
IP
$8.95M
2
EXC icon
Exelon
EXC
$7.68M
3
KLIC icon
Kulicke & Soffa
KLIC
$6.34M
4
AAPL icon
Apple
AAPL
$6M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
$5.8M

Sector Composition

1 Industrials 10.63%
2 Technology 10.22%
3 Healthcare 9.11%
4 Energy 6.87%
5 Consumer Discretionary 6.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OUBS
2076
DELISTED
USB AG (NEW)
OUBS
– –
-49,385
Closed -$857K
BSCE
2077
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
– –
-170,800
Closed -$3.6M
VE
2078
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-54
Closed –
MGAM
2079
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-39,645
Closed -$1.43M
JLA
2080
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
– –
-30,832
Closed -$402K
JSN
2081
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-3,376
Closed -$43K
CPWR
2082
DELISTED
COMPUWARE CORP
CPWR
– –
-14
Closed –
THI
2083
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-132
Closed -$10K
KOG
2084
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-500
Closed -$6K
TAM
2085
DELISTED
TAMINCO CORP COM
TAM
– –
-5,209
Closed -$135K
BCF
2086
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-1,000
Closed -$8K
CNQR
2087
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-1,348
Closed -$170K
KMP
2088
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-25,669
Closed -$2.39M
KMR
2089
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-28,402
Closed -$2.63M
EPB
2090
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-35,895
Closed -$1.44M
DNDN
2091
DELISTED
DENDREON CORPORATION
DNDN
– –
-5,600
Closed -$8K
IMCB
2092
DELISTED
INTERMOUNTAIN COMMUNITY BANCORP (ID) COMMON STOCK
IMCB
– –
-425
Closed -$7K
TWTC
2093
DELISTED
TW TELECOM INC CL A COM
TWTC
– –
-102,385
Closed -$4.26M
GAB.RT
2094
DELISTED
GABELLI EQUITY TR INC RTS EXP 10/20/14 (MD)
GAB.RT
– –
-30,716
Closed -$1K
NYC
2095
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
– –
-86
Closed -$8K
IID
2096
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-397
Closed -$3K
EOX
2097
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-487
Closed -$59K
EMKR
2098
DELISTED
Emcore Corp
EMKR
$0 ﹤0.01%
15
– –
AHD
2099
DELISTED
ATLAS ENERGY L P COM UNITS REPSTG LTD PARTNER INT (DE)
AHD
$0 ﹤0.01%
24
– –
IF
2100
DELISTED
Aberdeen Indonesia Fund
IF
– –
-24,402
Closed -$232K
82 83
84
85 86