DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
1-Year Return 16.05%
This Quarter Return
+4.07%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$3.06B
AUM Growth
+$108M
Cap. Flow
+$23.6M
Cap. Flow %
0.77%
Top 10 Hldgs %
22.86%
Holding
2,291
New
126
Increased
736
Reduced
763
Closed
131

Top Buys

1
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
+$13.6M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$9.92M
3
DKS icon
Dick's Sporting Goods
DKS
+$8.98M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$8.03M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$8.01M

Top Sells

1
IP icon
International Paper
IP
+$8.95M
2
EXC icon
Exelon
EXC
+$7.68M
3
KLIC icon
Kulicke & Soffa
KLIC
+$6.34M
4
AAPL icon
Apple
AAPL
+$6M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$5.8M

Sector Composition

1 Industrials 10.6%
2 Technology 10.22%
3 Healthcare 9.11%
4 Energy 6.87%
5 Consumer Discretionary 6.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GDL
1676
GDL Fund
GDL
$96.3M
$17K ﹤0.01%
1,700
+1,500
+750% +$15K
GDO
1677
Western Asset Global Corporate Defined Opportunity Fund
GDO
$89.5M
$17K ﹤0.01%
1,000
– –
HAFC icon
1678
Hanmi Financial
HAFC
$757M
$17K ﹤0.01%
784
-402
-34% -$8.72K
PCN
1679
PIMCO Corporate & Income Strategy Fund
PCN
$844M
$17K ﹤0.01%
1,140
– –
PTF icon
1680
Invesco Dorsey Wright Technology Momentum ETF
PTF
$375M
$17K ﹤0.01%
1,350
– –
VIV icon
1681
Telefônica Brasil
VIV
$19.9B
$17K ﹤0.01%
1,001
– –
JCP
1682
DELISTED
J.C. Penney Company, Inc.
JCP
$17K ﹤0.01%
2,700
+1,300
+93% +$8.19K
MACK
1683
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$17K ﹤0.01%
197
+172
+688% +$14.8K
SUNE
1684
DELISTED
SUNEDISON, INC COM
SUNE
$17K ﹤0.01%
875
– –
TW
1685
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$17K ﹤0.01%
160
-4,185
-96% -$445K
FTQI icon
1686
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$696M
$16K ﹤0.01%
800
– –
GLRE icon
1687
Greenlight Captial
GLRE
$434M
$16K ﹤0.01%
500
– –
MAA icon
1688
Mid-America Apartment Communities
MAA
$17B
$16K ﹤0.01%
217
-258
-54% -$19K
MMU
1689
Western Asset Managed Municipals Fund
MMU
$559M
$16K ﹤0.01%
1,202
– –
SCL icon
1690
Stepan Co
SCL
$1.13B
$16K ﹤0.01%
400
– –
STLD icon
1691
Steel Dynamics
STLD
$19.8B
$16K ﹤0.01%
835
-1,252
-60% -$24K
TDF
1692
Templeton Dragon Fund
TDF
$285M
$16K ﹤0.01%
700
– –
WYNN icon
1693
Wynn Resorts
WYNN
$12.8B
$16K ﹤0.01%
110
-35
-24% -$5.09K
XSLV icon
1694
Invesco S&P SmallCap Low Volatility ETF
XSLV
$262M
$16K ﹤0.01%
500
+200
+67% +$6.4K
TLI
1695
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$16K ﹤0.01%
1,500
– –
SIR
1696
DELISTED
SELECT INCOME REIT
SIR
$16K ﹤0.01%
1,547
– –
LGF
1697
DELISTED
Lions Gate Entertainment
LGF
$16K ﹤0.01%
500
– –
WPG
1698
DELISTED
Washington Prime Group Inc.
WPG
$16K ﹤0.01%
109
-66
-38% -$9.69K
CWBC
1699
DELISTED
Community West BanCshares
CWBC
$16K ﹤0.01%
2,477
– –
AMH icon
1700
American Homes 4 Rent
AMH
$12.9B
$15K ﹤0.01%
976
-910
-48% -$14K
66 67
68
69 70