DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+10.71%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$10.2B
AUM Growth
+$10.2B
Cap. Flow
+$70.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
31.74%
Holding
1,416
New
100
Increased
605
Reduced
557
Closed
65

Top Buys

1
VTV icon
Vanguard Value ETF
VTV
$15.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
$10M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$9.96M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$9.59M

Top Sells

1
HYD icon
VanEck High Yield Muni ETF
HYD
$38.7M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
$10.4M
3
VUG icon
Vanguard Growth ETF
VUG
$7.21M
4
ATVI
Activision Blizzard Inc.
ATVI
$6.2M
5
VMW
VMware, Inc
VMW
$6.04M

Sector Composition

1 Technology 11.91%
2 Financials 7.67%
3 Industrials 5.75%
4 Healthcare 5.64%
5 Consumer Discretionary 3.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OTLK icon
1326
Outlook Therapeutics
OTLK
$39.5M
$11K ﹤0.01%
28,000
– –
CSSE
1327
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$3.15K ﹤0.01%
14,353
-2,689
-16% -$590
LAC
1328
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-25,865
Closed -$440K
BSCN
1329
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-31,213
Closed -$663K
ATVI
1330
DELISTED
Activision Blizzard Inc.
ATVI
– –
-66,200
Closed -$6.2M
ESTE
1331
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-10,985
Closed -$222K
VMW
1332
DELISTED
VMware, Inc
VMW
– –
-36,291
Closed -$6.04M
JHAA
1333
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-18,500
Closed -$176K
IBML
1334
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-10,141
Closed -$259K
SGEN
1335
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-2,881
Closed -$611K
IBDO
1336
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-73,470
Closed -$1.86M
MDC
1337
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-10,535
Closed -$434K
ACES icon
1338
ALPS Clean Energy ETF
ACES
$95.7M
– –
-5,870
Closed -$215K
AEHR icon
1339
Aehr Test Systems
AEHR
$734M
– –
-5,000
Closed -$229K
ALSN icon
1340
Allison Transmission
ALSN
$7.36B
– –
-3,551
Closed -$210K
ANSS
1341
DELISTED
Ansys
ANSS
– –
-690
Closed -$205K
BIDU icon
1342
Baidu
BIDU
$33.1B
– –
-1,704
Closed -$229K
BLFS icon
1343
BioLife Solutions
BLFS
$1.2B
– –
-25,000
Closed -$345K
BOTZ icon
1344
Global X Robotics & Artificial Intelligence ETF
BOTZ
$2.81B
– –
-64,316
Closed -$1.59M
BUL icon
1345
Pacer US Cash Cows Growth ETF
BUL
$82M
– –
-50,770
Closed -$1.82M
CCOR icon
1346
Core Alternative Capital
CCOR
$48.2M
– –
-13,140
Closed -$363K
CF icon
1347
CF Industries
CF
$13.7B
– –
-2,501
Closed -$214K
CHPT icon
1348
ChargePoint
CHPT
$252M
– –
-23,535
Closed -$117K
CKPT
1349
DELISTED
Checkpoint Therapeutics
CKPT
– –
-10,000
Closed -$17K
CPZ
1350
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$327M
– –
-14,796
Closed -$219K
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54
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