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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXK
1326
Endeavour Silver
EXK
$2.32B
– –
-17,481
Closed -$50.5K
GLDM icon
1327
SPDR Gold MiniShares Trust
GLDM
$27.5B
– –
-6,419
Closed -$245K
GOOGL icon
1328
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
– –
-1
Closed -$27
HE icon
1329
Hawaiian Electric Industries
HE
$2.33B
– –
-7,609
Closed -$275K
HI
1330
DELISTED
Hillenbrand
HI
– –
-5,900
Closed -$303K
HOLX
1331
DELISTED
Hologic
HOLX
– –
-2,707
Closed -$219K
HQH
1332
abrdn Healthcare Investors
HQH
$1.23B
– –
-10,940
Closed -$187K
IBDR icon
1333
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
-156,000
Closed -$3.66M
ICLN icon
1334
iShares Global Clean Energy ETF
ICLN
$2.38B
– –
-10,301
Closed -$190K
IEI icon
1335
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-1,970
Closed -$227K
IGR
1336
CBRE Global Real Estate Income Fund
IGR
$712M
– –
-15,550
Closed -$81.3K
IJT icon
1337
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
– –
-1,823
Closed -$210K
INCY icon
1338
Incyte
INCY
$23.5B
– –
-3,362
Closed -$209K
KRE icon
1339
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
– –
-20,177
Closed -$824K
LITE icon
1340
Lumentum
LITE
$59.4B
– –
-4,323
Closed -$245K
LNTH icon
1341
Lantheus
LNTH
$6.82B
– –
-14,219
Closed -$1.19M
LULU icon
1342
PUT
lululemon athletica
LULU
$13B
– –
-2
Closed -$540
LUV icon
1343
Southwest Airlines
LUV
$22.1B
– –
-6,910
Closed -$250K
LUV icon
1344
PUT
Southwest Airlines
LUV
$22.1B
– –
-425
Closed -$3.58K
MPWR icon
1345
Monolithic Power Systems
MPWR
$65.5B
– –
-403
Closed -$218K
MSFT icon
1346
PUT
Microsoft
MSFT
$2.84T
– –
-1
Closed -$1.68K
NRG icon
1347
NRG Energy
NRG
$29.8B
– –
-10,678
Closed -$399K
NRT
1348
North European Oil Royalty Trust
NRT
$81.7M
– –
-17,450
Closed -$227K
NVCR icon
1349
NovoCure
NVCR
$2.04B
– –
-5,940
Closed -$247K
OLN icon
1350
Olin
OLN
$2.64B
– –
-4,105
Closed -$211K
52 53
54
55 56

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TAF
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FAF
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NC
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MCM
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AWM
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D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.