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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAMY icon
1276
United States Antimony
UAMY
$766M
$49.9K ﹤0.01%
135,343
– –
OPEN icon
1277
Opendoor
OPEN
$3.69B
$47.5K ﹤0.01%
18,600
– –
NAT icon
1278
Nordic American Tanker
NAT
$1.37B
$47.4K ﹤0.01%
+11,500
New +$45.9K
HIO
1279
Western Asset High Income Opportunity Fund
HIO
$335M
$47.3K ﹤0.01%
12,994
-5,000
-28% -$19K
HUT
1280
Hut 8
HUT
$12.4B
$44.8K ﹤0.01%
4,590
– –
HRTX icon
1281
Heron Therapeutics
HRTX
$86.3M
$41.8K ﹤0.01%
40,600
-215,807
-84% -$307K
ATYR
1282
aTyr Pharma
ATYR
$46.4M
$35.9K ﹤0.01%
22,750
– –
SACH
1283
Sachem Capital Corp
SACH
$38.4M
$35.8K ﹤0.01%
10,130
– –
RYAM icon
1284
Rayonier Advanced Materials
RYAM
$565M
$35.6K ﹤0.01%
10,067
-3,840
-28% -$14.4K
BMO icon
1285
PUT
Bank of Montreal
BMO
$125B
$34.9K ﹤0.01%
10
– –
RY icon
1286
PUT
Royal Bank of Canada
RY
$291B
$33.5K ﹤0.01%
15
– –
LYG icon
1287
Lloyds Banking Group
LYG
$87.4B
$33K ﹤0.01%
+15,501
New +$33.6K
FEAM icon
1288
5E Advanced Materials
FEAM
$47.7M
$32.3K ﹤0.01%
621
– –
RGTIW icon
1289
Rigetti Computing Warrants
RGTIW
$121M
$31.1K ﹤0.01%
125,000
– –
SLDP icon
1290
Solid Power
SLDP
$468M
$28.9K ﹤0.01%
14,300
– –
DE icon
1291
PUT
Deere & Co
DE
$170B
$27.5K ﹤0.01%
4
+3
+300% +$1.24K
ZS icon
1292
PUT
Zscaler
ZS
$23B
$27.3K ﹤0.01%
+5
New +$750
FAX
1293
abrdn Asia-Pacific Income Fund
FAX
$590M
$25.1K ﹤0.01%
1,706
-240
-12% -$3.82K
COF icon
1294
PUT
Capital One
COF
$124B
$18.3K ﹤0.01%
8
-8
-50% -$855
CKPT
1295
DELISTED
Checkpoint Therapeutics
CKPT
$17K ﹤0.01%
10,000
– –
GOLF icon
1296
PUT
Acushnet Holdings
GOLF
$6.13B
$14.8K ﹤0.01%
9
– –
NUE icon
1297
PUT
Nucor
NUE
$56.4B
$11.8K ﹤0.01%
+10
New +$1.66K
LOW icon
1298
PUT
Lowe's Companies
LOW
$116B
$10.8K ﹤0.01%
5
-12
-71% -$2.7K
MCHP icon
1299
PUT
Microchip Technology
MCHP
$42.8B
$8.26K ﹤0.01%
7
-6
-46% -$502
AAPL icon
1300
PUT
Apple
AAPL
$4.89T
$7.72K ﹤0.01%
+2
New +$367
50 51
52
53 54

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CWP
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TAF
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LA
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FAF
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NC
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MCM
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AWM
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D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.