We are live on ! Find out more
DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHY
1251
Calamos Convertible and High Income Fund
CHY
$1.03B
$128K ﹤0.01%
11,465
-685
-6% -$7.71K
OXLC
1252
Oxford Lane Capital
OXLC
$830M
$120K ﹤0.01%
4,804
+846
+21% +$21.8K
NGL icon
1253
NGL Energy Partners
NGL
$1.94B
$119K ﹤0.01%
30,621
+1,878
+7% +$7.36K
CHPT icon
1254
ChargePoint
CHPT
$133M
$117K ﹤0.01%
1,177
+72
+7% +$10.4K
BKN
1255
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$112K ﹤0.01%
11,100
-900
-8% -$10.1K
NIM icon
1256
Nuveen Select Maturities Municipal Fund
NIM
$117M
$111K ﹤0.01%
13,104
-1,856
-12% -$16.4K
GGN
1257
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$107K ﹤0.01%
29,258
– –
FPI
1258
Farmland Partners
FPI
$419M
$104K ﹤0.01%
10,176
+38
+0.4% +$433
VOXX
1259
DELISTED
VOXX International Corporation Class A
VOXX
$103K ﹤0.01%
12,900
– –
RIOT icon
1260
Riot Platforms
RIOT
$8.52B
$97K ﹤0.01%
10,400
-250
-2% -$3.44K
SDIG
1261
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$95.5K ﹤0.01%
21,950
+9,200
+72% +$58.5K
EMD
1262
Western Asset Emerging Markets Debt Fund
EMD
$609M
$93.8K ﹤0.01%
11,300
-5,250
-32% -$46.3K
SNAP icon
1263
Snap
SNAP
$7.32B
$89.9K ﹤0.01%
10,091
-6,000
-37% -$62.7K
BTE icon
1264
Baytex Energy
BTE
$3.08B
$84.7K ﹤0.01%
19,195
– –
CCIF
1265
Carlyle Credit Income Fund
CCIF
$56.4M
$82K ﹤0.01%
10,022
-1,777
-15% -$14.5K
FTF
1266
Franklin Limited Duration Income Trust
FTF
$233M
$78.3K ﹤0.01%
12,855
– –
AKTS
1267
DELISTED
Akoustis Technologies Inc
AKTS
$77.9K ﹤0.01%
103,500
-60,000
-37% -$111K
NMR icon
1268
Nomura Holdings
NMR
$28.7B
$76.8K ﹤0.01%
19,108
+1,000
+6% +$3.98K
GALT icon
1269
Galectin Therapeutics
GALT
$229M
$72.6K ﹤0.01%
37,825
+5,000
+15% +$8.23K
SIRI icon
1270
SiriusXM
SIRI
$10B
$66.7K ﹤0.01%
1,477
+29
+2% +$1.35K
GUT
1271
Gabelli Utility Trust
GUT
$576M
$63.4K ﹤0.01%
12,264
+334
+3% +$2.21K
NOK icon
1272
Nokia
NOK
$50.8B
$57.2K ﹤0.01%
15,282
+3
+0% +$12
JRSH icon
1273
Jerash Holdings
JRSH
$58.8M
$55.1K ﹤0.01%
18,167
-2,833
-13% -$9.87K
CVM icon
1274
CEL-SCI Corp
CVM
$20.6M
$54.8K ﹤0.01%
1,460
-16,180
-92% -$774K
PCK
1275
DELISTED
Pimco California Municipal Income Fund II
PCK
$51.8K ﹤0.01%
10,315
-1,707
-14% -$9.73K
49 50
51
52 53

Similar funds

HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
LA
Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
MCM
MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.