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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWE icon
1226
NorthWestern Energy
NWE
$4.48B
$203K ﹤0.01%
4,225
+125
+3% +$6.66K
WDI
1227
Western Asset Diversified Income Fund
WDI
$696M
$202K ﹤0.01%
15,250
– –
SRVR icon
1228
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$201K ﹤0.01%
7,761
-476
-6% -$13.6K
RCL icon
1229
Royal Caribbean
RCL
$78.7B
$201K ﹤0.01%
2,180
-116
-5% -$11.6K
BSCQ icon
1230
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$198K ﹤0.01%
10,536
-1,606
-13% -$30.4K
KYN icon
1231
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$188K ﹤0.01%
22,377
-2,600
-10% -$22.4K
EVN
1232
Eaton Vance Municipal Income Trust
EVN
$427M
$182K ﹤0.01%
20,472
– –
PBR icon
1233
Petrobras
PBR
$121B
$181K ﹤0.01%
12,090
-141
-1% -$2K
PNTG icon
1234
Pennant Group
PNTG
$1.43B
$178K ﹤0.01%
15,981
-300
-2% -$3.47K
QS icon
1235
QuantumScape Corp
QS
$3B
$177K ﹤0.01%
26,446
-2,556
-9% -$20.8K
JHAA
1236
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$176K ﹤0.01%
18,500
-15,000
-45% -$142K
NXC
1237
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$174K ﹤0.01%
+14,299
New +$186K
PSTL
1238
Postal Realty Trust
PSTL
$723M
$170K ﹤0.01%
12,559
– –
INTT icon
1239
inTEST
INTT
$173M
$168K ﹤0.01%
+11,050
New +$204K
AGNC icon
1240
AGNC Investment
AGNC
$12.3B
$168K ﹤0.01%
17,747
+3,414
+24% +$33.8K
ERIC icon
1241
Ericsson
ERIC
$30.7B
$160K ﹤0.01%
33,000
+19,000
+136% +$96.7K
FINS
1242
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$158K ﹤0.01%
13,141
+8
+0.1% +$95
BCAT icon
1243
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$157K ﹤0.01%
10,825
-5,500
-34% -$82.2K
WU icon
1244
Western Union
WU
$2.57B
$145K ﹤0.01%
11,019
-27
-0.2% -$331
SWN
1245
DELISTED
Southwestern Energy Company
SWN
$144K ﹤0.01%
22,323
– –
NEA icon
1246
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$144K ﹤0.01%
14,832
+1,078
+8% +$11.3K
COOK icon
1247
Traeger
COOK
$170M
$137K ﹤0.01%
1,006
-34
-3% -$7.21K
BKCC
1248
DELISTED
BlackRock Capital Investment Corporation
BKCC
$136K ﹤0.01%
36,640
+279
+0.8% +$1K
BWB icon
1249
Bridgewater Bancshares
BWB
$579M
$135K ﹤0.01%
14,220
-3,080
-18% -$31.8K
NMZ icon
1250
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$128K ﹤0.01%
13,832
-1,161
-8% -$11.9K
48 49
50
51 52

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AWM
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D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.