DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+8.15%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$9.38B
AUM Growth
+$9.38B
Cap. Flow
+$185M
Cap. Flow %
1.97%
Top 10 Hldgs %
31.8%
Holding
1,333
New
118
Increased
628
Reduced
389
Closed
64

Top Buys

1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$33.7M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$26.5M
3
RLY icon
SPDR SSGA Multi-Asset Real Return ETF
RLY
$20.2M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$18.2M
5
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$16.6M

Top Sells

1
BCI icon
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$78.8M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
$30.7M
3
RJI
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$24.2M
4
VUG icon
Vanguard Growth ETF
VUG
$24.2M
5
T icon
AT&T
T
$10.7M

Sector Composition

1 Technology 12.1%
2 Financials 7.42%
3 Healthcare 6.35%
4 Industrials 5.08%
5 Consumer Discretionary 4.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SWN
1226
DELISTED
Southwestern Energy Company
SWN
$107K ﹤0.01%
23,047
– –
IMBI
1227
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$105K ﹤0.01%
+17,518
New +$105K
SIRI icon
1228
SiriusXM
SIRI
$7.92B
$105K ﹤0.01%
16,591
-4,600
-22% -$29.1K
SVC
1229
Service Properties Trust
SVC
$456M
$102K ﹤0.01%
11,639
+553
+5% +$4.85K
MUFG icon
1230
Mitsubishi UFJ Financial
MUFG
$171B
$90K ﹤0.01%
16,450
– –
NAGE
1231
Niagen Bioscience, Inc. Common Stock
NAGE
$771M
$79K ﹤0.01%
21,000
-2,000
-9% -$7.52K
TELL
1232
DELISTED
Tellurian Inc.
TELL
$78K ﹤0.01%
25,300
+13,300
+111% +$41K
VLTA
1233
DELISTED
Volta Inc.
VLTA
$74K ﹤0.01%
+10,100
New +$74K
ARTW icon
1234
Arts-Way Manufacturing Co
ARTW
$16.9M
$69K ﹤0.01%
19,527
– –
ONCS
1235
DELISTED
OncoSec Medical Incorporated
ONCS
$55K ﹤0.01%
57,500
-51,000
-47% -$48.8K
QTNT
1236
DELISTED
Quotient Limited Ordinary Shares
QTNT
$52K ﹤0.01%
20,000
– –
FAX
1237
abrdn Asia-Pacific Income Fund
FAX
$674M
$49K ﹤0.01%
12,954
+56
+0.4% +$204
GGN
1238
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$47K ﹤0.01%
19,563
– –
LPTX icon
1239
Leap Therapeutics
LPTX
$12M
$44K ﹤0.01%
13,500
– –
VVR icon
1240
Invesco Senior Income Trust
VVR
$556M
$43K ﹤0.01%
10,000
– –
RDHL
1241
Redhill Biopharma
RDHL
$2.94M
$43K ﹤0.01%
16,800
– –
NGL icon
1242
NGL Energy Partners
NGL
$707M
$36K ﹤0.01%
19,643
+2,713
+16% +$4.97K
TOON icon
1243
Kartoon Studios
TOON
$39.8M
$28K ﹤0.01%
26,398
– –
OBLG icon
1244
Oblong
OBLG
$6.35M
$10K ﹤0.01%
+10,000
New +$10K
TLPH icon
1245
Talphera
TLPH
$11.2M
$8K ﹤0.01%
13,500
– –
UAMY icon
1246
United States Antimony
UAMY
$536M
$5K ﹤0.01%
10,320
– –
IBMJ
1247
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-21,475
Closed -$549K
IBDM
1248
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
– –
-203,793
Closed -$5.04M
ALTA
1249
DELISTED
Altabancorp Common Stock
ALTA
– –
-15,800
Closed -$698K
CLDR
1250
DELISTED
Cloudera, Inc.
CLDR
– –
-24,850
Closed -$397K
48 49
50
51 52