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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.19%
AUM
$8.62B
AUM Growth
+$90.5M
Cap. Flow
+$203M
Cap. Flow %
2.36%
Top 10 Hldgs %
31.41%
Holding
1,251
New
65
Increased
659
Reduced
342
Closed
42

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$20.6M
2
CMI icon
Cummins
CMI
+$20.4M
3
AVGO icon
Broadcom
AVGO
+$13.6M
4
LOW icon
Lowe's Companies
LOW
+$12.9M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$11.7M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$16.2M
2
KMB icon
Kimberly-Clark
KMB
+$13.6M
3
T icon
AT&T
T
+$11.3M
4
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$11.2M
5
NTES icon
NetEase
NTES
+$4.84M

Sector Composition

Rank Sector Weight
1 Miscellaneous 53.55%
2 Technology 11.11%
3 Financials 7.8%
4 Healthcare 6.26%
5 Industrials 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
1176
Mitsubishi UFJ Financial
MUFG
$271B
$98K ﹤0.01%
16,450
– –
SPRU icon
1177
Spruce Power Holding Corp
SPRU
$34.3M
$93K ﹤0.01%
1,888
– –
VKTX icon
1178
Viking Therapeutics
VKTX
$4.07B
$79K ﹤0.01%
12,500
– –
RDHL
1179
Redhill Biopharma
RDHL
$4.41M
$77K ﹤0.01%
17
-13
-43% -$88.2K
GGN
1180
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$880M
$73K ﹤0.01%
19,563
-6,025
-24% -$23.3K
ARTW icon
1181
Arts-Way Manufacturing Co
ARTW
$17.3M
$70K ﹤0.01%
19,527
-473
-2% -$1.66K
FAX
1182
abrdn Asia-Pacific Income Fund
FAX
$597M
$54K ﹤0.01%
2,150
-320
-13% -$8.21K
CYPH
1183
Cypherpunk Technologies Inc
CYPH
$261M
$54K ﹤0.01%
1,350
– –
TELL
1184
DELISTED
Tellurian Inc.
TELL
$47K ﹤0.01%
+12,000
New +$41K
QTNT
1185
DELISTED
Quotient Limited Ordinary Shares
QTNT
$47K ﹤0.01%
500
– –
VVR icon
1186
Invesco Senior Income Trust
VVR
$449M
$45K ﹤0.01%
10,000
– –
NGL icon
1187
NGL Energy Partners
NGL
$2.22B
$40K ﹤0.01%
+16,930
New +$33K
DHC
1188
Diversified Healthcare Trust
DHC
$1.82B
$36K ﹤0.01%
10,725
– –
TOON icon
1189
Kartoon Studios
TOON
$41.1M
$36K ﹤0.01%
2,640
– –
FINS.RT
1190
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
$18K ﹤0.01%
+82,083
New +$20.1K
TLPH icon
1191
Talphera
TLPH
$62.3M
$14K ﹤0.01%
675
– –
UAMY icon
1192
United States Antimony
UAMY
$778M
$9K ﹤0.01%
+10,320
New +$9.5K
ADT icon
1193
ADT
ADT
$5.45B
– –
-15,400
Closed -$166K
AMCX icon
1194
AMC Global Media
AMCX
$515M
– –
-3,203
Closed -$214K
BGY icon
1195
BlackRock Enhanced International Dividend Trust
BGY
$536M
– –
-54,726
Closed -$358K
BIDU icon
1196
Baidu
BIDU
$33.7B
– –
-1,023
Closed -$209K
CC icon
1197
Chemours
CC
$2.3B
– –
-41,664
Closed -$1.45M
CDLX icon
1198
Cardlytics
CDLX
$21.3M
– –
-1,533
Closed -$1.95M
CHRW icon
1199
C.H. Robinson
CHRW
$17.3B
– –
-2,150
Closed -$201K
CLW icon
1200
Clearwater Paper
CLW
$337M
– –
-26,500
Closed -$768K
46 47
48
49 50

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WANY
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SoftBank Group
SoftBank Group Tokyo, Japan $18.2B AUM 177.65% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $17.9B AUM 27.56% 1-Year Est. Return
HWM
HB Wealth Management Atlanta, Georgia $17.8B AUM 24.16% 1-Year Est. Return
CCMG
Clark Capital Management Group Philadelphia, Pennsylvania $18.3B AUM 36.97% 1-Year Est. Return
CNB
Czech National Bank Prague, Czech Republic $18.3B AUM 43.04% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $18.4B AUM 23.98% 1-Year Est. Return

D.A. Davidson & Co's Q3 2021 Portfolio in Review

As of Q3 2021, D.A. Davidson & Co held 1,251 positions worth $8.62B, up 1.1% from $8.53B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2021 filing shows 65 new, 659 increased, 342 reduced and 42 closed positions. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 62,780 shares worth $2.42M. The largest sale was 3M, an estimated $16.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 53% a quarter earlier, followed by Technology and Financials.

  • D.A. Davidson & Co's largest Q3 2021 buy was Invesco S&P 500 Pure Growth ETF: 62,780 shares worth $2.42M.
  • D.A. Davidson & Co added most to Vanguard Morningstar Value ETF in Q3 2021, an estimated $20.6M increase.
  • D.A. Davidson & Co's biggest Q3 2021 reduction was 3M, cutting an estimated $16.2M.
  • D.A. Davidson & Co fully exited First Trust Nasdaq Transportation ETF in Q3 2021, selling an estimated $11.2M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $8.62B portfolio in Q3 2021.
  • D.A. Davidson & Co opened 65 new positions and closed 42 in Q3 2021.
  • D.A. Davidson & Co's portfolio value rose 1.1% quarter-over-quarter to $8.62B.

Based on D.A. Davidson & Co's 13F filing for Q3 2021, filed 15 Nov 2021.