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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
+1.38%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$5.58B
AUM Growth
+$213M
Cap. Flow
+$154M
Cap. Flow %
2.75%
Top 10 Hldgs %
31.11%
Holding
1,046
New
57
Increased
519
Reduced
312
Closed
44

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$141M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.71M
3
CACG
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
+$5.78M
4
FIW icon
First Trust Water ETF
FIW
+$5.57M
5
VTV icon
Vanguard Value ETF
VTV
+$4.81M

Top Sells

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$130M
2
VUG icon
Vanguard Growth ETF
VUG
+$6.61M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.79M
4
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$4.95M
5
MRK icon
Merck
MRK
+$3.62M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Financials 7.07%
3 Industrials 6.3%
4 Healthcare 6.02%
5 Consumer Staples 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
1001
Warner Bros
WBD
$64.6B
– –
-10,578
Closed -$325K
WSM icon
1002
Williams-Sonoma
WSM
$26.7B
– –
-6,920
Closed -$225K
YTRA icon
1003
Yatra Online
YTRA
$54.7M
– –
-20,650
Closed -$77K
SMAR
1004
DELISTED
Smartsheet Inc.
SMAR
– –
-4,276
Closed -$207K
BKCC
1005
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-15,301
Closed -$92K
QUOT
1006
DELISTED
Quotient Technology Inc
QUOT
– –
-16,999
Closed -$183K
ATCO
1007
DELISTED
Atlas Corp.
ATCO
– –
-18,643
Closed -$183K
ABMD
1008
DELISTED
Abiomed Inc
ABMD
– –
-837
Closed -$218K
FIV
1009
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-13,000
Closed -$116K
OAK
1010
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
– –
-6,730
Closed -$333K
RYAM.PRA
1011
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
– –
-5,850
Closed -$302K
APC
1012
DELISTED
Anadarko Petroleum
APC
– –
-8,774
Closed -$619K
CTRL
1013
DELISTED
Control4 Corporation
CTRL
– –
-20,250
Closed -$481K
DATA
1014
DELISTED
Tableau Software, Inc.
DATA
– –
-2,810
Closed -$467K
LLL
1015
DELISTED
L3 Technologies, Inc.
LLL
– –
-2,115
Closed -$519K
ESV
1016
DELISTED
Ensco Rowan plc
ESV
– –
-12,750
Closed -$109K
FDC
1017
DELISTED
First Data Corporation
FDC
– –
-109,950
Closed -$2.98M
37 38 39 40
41

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TAF
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FAF
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AWM
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D.A. Davidson & Co's Q3 2019 Portfolio in Review

As of Q3 2019, D.A. Davidson & Co held 1,046 positions worth $5.58B, up 4% from $5.37B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2019 filing shows 57 new, 519 increased, 312 reduced and 44 closed positions. Its largest new stake was Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF: 180,780 shares worth $5.72M. The largest sale was Vanguard FTSE Developed Markets ETF, an estimated $130M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.2% a quarter earlier, followed by Financials and Industrials.

  • D.A. Davidson & Co's largest Q3 2019 buy was Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF: 180,780 shares worth $5.72M.
  • D.A. Davidson & Co added most to iShares Core MSCI Total International Stock ETF in Q3 2019, an estimated $141M increase.
  • D.A. Davidson & Co's biggest Q3 2019 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $130M.
  • D.A. Davidson & Co fully exited Xtrackers MSCI Europe Hedged Equity ETF in Q3 2019, selling an estimated $4.95M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $5.58B portfolio in Q3 2019.
  • D.A. Davidson & Co opened 57 new positions and closed 44 in Q3 2019.
  • D.A. Davidson & Co's portfolio value rose 4% quarter-over-quarter to $5.58B.

Based on D.A. Davidson & Co's 13F filing for Q3 2019, filed 5 Nov 2019.