DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+18.06%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$5.36B
AUM Growth
+$5.36B
Cap. Flow
-$613M
Cap. Flow %
-11.45%
Top 10 Hldgs %
36.03%
Holding
1,052
New
66
Increased
272
Reduced
515
Closed
114

Top Buys

1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
$20M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.96M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$5.7M
5
IMTB icon
iShares Core 5-10 Year USD Bond ETF
IMTB
$5.46M

Top Sells

1
AAPL icon
Apple
AAPL
$40.2M
2
MSFT icon
Microsoft
MSFT
$30M
3
VOO icon
Vanguard S&P 500 ETF
VOO
$23.2M
4
MRK icon
Merck
MRK
$20.7M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$20.5M

Sector Composition

1 Technology 9.88%
2 Financials 6.55%
3 Healthcare 6.03%
4 Industrials 4.61%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOCH
926
DELISTED
Bank of Commerce Holdings (CA)
BOCH
– –
-12,307
Closed -$97K
FRTA
927
DELISTED
Forterra, Inc
FRTA
– –
-15,400
Closed -$90K
TWTR
928
DELISTED
Twitter, Inc.
TWTR
– –
-15,006
Closed -$369K
COUP
929
DELISTED
Coupa Software Incorporated
COUP
– –
-3,525
Closed -$493K
WWE
930
DELISTED
World Wrestling Entertainment
WWE
– –
-11,800
Closed -$400K
ICPT
931
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-4,420
Closed -$278K
LTHM
932
DELISTED
Livent Corporation
LTHM
– –
-14,977
Closed -$79K
FSD
933
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-11,910
Closed -$145K
ROIC
934
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-96,815
Closed -$803K
XSLV icon
935
Invesco S&P SmallCap Low Volatility ETF
XSLV
$262M
– –
-8,961
Closed -$297K
VMBS icon
936
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.6B
– –
-3,700
Closed -$202K
VIOG icon
937
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$855M
– –
-2,574
Closed -$305K
VAW icon
938
Vanguard Materials ETF
VAW
$2.86B
– –
-3,135
Closed -$302K
UHS icon
939
Universal Health Services
UHS
$11.6B
– –
-2,113
Closed -$209K
DBC icon
940
Invesco DB Commodity Index Tracking Fund
DBC
$1.28B
– –
-17,020
Closed -$191K
ACB
941
Aurora Cannabis
ACB
$276M
– –
-13,296
Closed -$12K
ACWV icon
942
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
– –
-3,299
Closed -$265K
AHH
943
Armada Hoffler Properties
AHH
$570M
– –
-219,595
Closed -$2.35M
ALGN icon
944
Align Technology
ALGN
$9.59B
– –
-2,899
Closed -$504K
AME icon
945
Ametek
AME
$42.6B
– –
-3,156
Closed -$227K
AVK
946
Advent Convertible and Income Fund
AVK
$552M
– –
-10,802
Closed -$115K
AWP
947
abrdn Global Premier Properties Fund
AWP
$343M
– –
-91,747
Closed -$389K
BGS icon
948
B&G Foods
BGS
$356M
– –
-17,806
Closed -$322K
BHC icon
949
Bausch Health
BHC
$2.72B
– –
-26,460
Closed -$410K
BIP icon
950
Brookfield Infrastructure Partners
BIP
$14.2B
– –
-89,359
Closed -$3.22M
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