DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
1-Year Return 16.05%
This Quarter Return
+1.38%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$5.58B
AUM Growth
+$213M
Cap. Flow
+$154M
Cap. Flow %
2.77%
Top 10 Hldgs %
31.11%
Holding
1,048
New
57
Increased
519
Reduced
312
Closed
44

Top Buys

1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$142M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.74M
3
CACG
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$5.72M
4
FIW icon
First Trust Water ETF
FIW
$5.7M
5
VTV icon
Vanguard Value ETF
VTV
$4.86M

Top Sells

1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$131M
2
VUG icon
Vanguard Growth ETF
VUG
$6.6M
3
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$5.81M
4
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$4.95M
5
MRK icon
Merck
MRK
$3.63M

Sector Composition

1 Technology 8.44%
2 Financials 7.06%
3 Industrials 6.32%
4 Healthcare 6.02%
5 Consumer Staples 4.85%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ATAXZ
926
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$196K ﹤0.01%
23,998
+409
+2% +$3.34K
SONO icon
927
Sonos
SONO
$1.74B
$191K ﹤0.01%
+14,250
New +$191K
TECK icon
928
Teck Resources
TECK
$16B
$191K ﹤0.01%
11,761
+1,060
+10% +$17.2K
DSM
929
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$190K ﹤0.01%
+22,620
New +$190K
GGN
930
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$750M
$183K ﹤0.01%
42,103
+150
+0.4% +$652
PDX
931
PIMCO Dynamic Income Strategy Fund
PDX
$1.11B
$175K ﹤0.01%
+10,000
New +$175K
HPE icon
932
Hewlett Packard
HPE
$30.5B
$174K ﹤0.01%
11,443
-2,197
-16% -$33.4K
RDHL
933
Redhill Biopharma
RDHL
$2.82M
$174K ﹤0.01%
25
-1
-4% -$6.96K
NUV icon
934
Nuveen Municipal Value Fund
NUV
$1.81B
$170K ﹤0.01%
16,147
-788
-5% -$8.3K
AMCR icon
935
Amcor
AMCR
$19.2B
$157K ﹤0.01%
16,110
– –
NAD icon
936
Nuveen Quality Municipal Income Fund
NAD
$2.65B
$156K ﹤0.01%
10,868
– –
ZAGG
937
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$154K ﹤0.01%
24,504
-2,000
-8% -$12.6K
NAGE
938
Niagen Bioscience, Inc. Common Stock
NAGE
$743M
$138K ﹤0.01%
35,000
– –
FRTA
939
DELISTED
Forterra, Inc
FRTA
$137K ﹤0.01%
19,000
– –
VFF icon
940
Village Farms International
VFF
$300M
$134K ﹤0.01%
14,850
+3,800
+34% +$34.3K
FLG
941
Flagstar Financial, Inc.
FLG
$5.38B
$134K ﹤0.01%
3,548
– –
VMO icon
942
Invesco Municipal Opportunity Trust
VMO
$618M
$133K ﹤0.01%
10,629
– –
BOCH
943
DELISTED
Bank of Commerce Holdings (CA)
BOCH
$133K ﹤0.01%
12,196
+57
+0.5% +$622
SPRO icon
944
Spero Therapeutics
SPRO
$120M
$127K ﹤0.01%
12,000
+2,000
+20% +$21.2K
TEI
945
Templeton Emerging Markets Income Fund
TEI
$290M
$126K ﹤0.01%
13,923
-2,484
-15% -$22.5K
KMF
946
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$120K ﹤0.01%
11,113
-7,693
-41% -$83.1K
VTGN icon
947
VistaGen Therapeutics
VTGN
$111M
$112K ﹤0.01%
3,500
+750
+27% +$24K
VKTX icon
948
Viking Therapeutics
VKTX
$2.98B
$111K ﹤0.01%
16,150
-150
-0.9% -$1.03K
JRO
949
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$108K ﹤0.01%
11,300
– –
TLPH icon
950
Talphera
TLPH
$10.6M
$103K ﹤0.01%
2,350
– –
36 37
38
39 40