DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+18.06%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$5.36B
AUM Growth
+$5.36B
Cap. Flow
-$613M
Cap. Flow %
-11.45%
Top 10 Hldgs %
36.03%
Holding
1,052
New
66
Increased
272
Reduced
515
Closed
114

Top Buys

1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
$20M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.96M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$5.7M
5
IMTB icon
iShares Core 5-10 Year USD Bond ETF
IMTB
$5.46M

Top Sells

1
AAPL icon
Apple
AAPL
$40.2M
2
MSFT icon
Microsoft
MSFT
$30M
3
VOO icon
Vanguard S&P 500 ETF
VOO
$23.2M
4
MRK icon
Merck
MRK
$20.7M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$20.5M

Sector Composition

1 Technology 9.88%
2 Financials 6.55%
3 Healthcare 6.03%
4 Industrials 4.61%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AOD
901
abrdn Total Dynamic Dividend Fund
AOD
$959M
$77K ﹤0.01%
10,000
– –
BMY.RT
902
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$66K ﹤0.01%
18,523
-4,465
-19% -$15.9K
SCYX icon
903
SCYNEXIS
SCYX
$35.2M
$66K ﹤0.01%
88,000
+68,000
+340% +$51K
SRNE
904
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$66K ﹤0.01%
+10,500
New +$66K
CEM
905
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$64K ﹤0.01%
20,086
-1,236
-6% -$3.94K
SWN
906
DELISTED
Southwestern Energy Company
SWN
$59K ﹤0.01%
23,047
– –
FAX
907
abrdn Asia-Pacific Income Fund
FAX
$674M
$55K ﹤0.01%
14,510
+334
+2% +$1.25K
AEG icon
908
Aegon
AEG
$12.3B
$55K ﹤0.01%
18,800
– –
CLSD icon
909
Clearside Biomedical
CLSD
$26.7M
$20K ﹤0.01%
+10,500
New +$20K
AHT
910
Ashford Hospitality Trust
AHT
$36.7M
$19K ﹤0.01%
26,910
-1,500
-5% -$704
ATNM icon
911
Actinium Pharmaceuticals
ATNM
$53.3M
$17K ﹤0.01%
49,500
+9,000
+22% +$3.09K
TLPH icon
912
Talphera
TLPH
$11.2M
$16K ﹤0.01%
13,500
– –
BTE icon
913
Baytex Energy
BTE
$1.73B
$10K ﹤0.01%
19,295
– –
DNR
914
DELISTED
Denbury Resources, Inc.
DNR
$8K ﹤0.01%
30,000
– –
VAL
915
DELISTED
Valaris plc Class A Ordinary Share
VAL
$7K ﹤0.01%
10,400
– –
UAMY icon
916
United States Antimony
UAMY
$536M
$5K ﹤0.01%
10,000
– –
SLY
917
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-31,424
Closed -$1.52M
ATAXZ
918
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-24,734
Closed -$130K
EQC.PRD
919
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
– –
-56,422
Closed -$1.46M
GTT
920
DELISTED
GTT Communications, Inc.
GTT
– –
-23,592
Closed -$188K
RTN
921
DELISTED
Raytheon Company
RTN
– –
-22,288
Closed -$2.93M
AGN
922
DELISTED
Allergan plc
AGN
– –
-5,473
Closed -$969K
LK
923
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
– –
-7,650
Closed -$208K
CBL
924
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-17,136
Closed -$3K
FLIR
925
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-8,225
Closed -$263K
35 36
37
38 39