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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
876
GATX Corp
GATX
$6.55B
$539K 0.01%
4,957
– –
PRI icon
877
Primerica
PRI
$9.81B
$538K 0.01%
2,771
-77
-3% -$15.8K
LYB icon
878
LyondellBasell Industries
LYB
$19.5B
$537K 0.01%
5,668
-906
-14% -$87.1K
PPL
879
PPL Corp
PPL
$27.3B
$535K 0.01%
22,710
-1,729
-7% -$44.7K
MCO icon
880
Moody's
MCO
$81.7B
$534K 0.01%
1,688
+484
+40% +$165K
SPHQ icon
881
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$532K 0.01%
10,626
+855
+9% +$43.8K
VRNA
882
DELISTED
Verona Pharma
VRNA
$530K 0.01%
32,500
– –
IJS icon
883
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$528K 0.01%
5,919
+243
+4% +$23.1K
PTC icon
884
PTC
PTC
$13.7B
$527K 0.01%
3,722
-1,533
-29% -$219K
WPC icon
885
W.P. Carey
WPC
$17.1B
$527K 0.01%
9,942
-3,152
-24% -$202K
CINF icon
886
Cincinnati Financial
CINF
$28.3B
$526K 0.01%
5,139
-69
-1% -$7.21K
XYZ
887
Block Inc
XYZ
$45.9B
$525K 0.01%
11,854
-9,746
-45% -$604K
FNY icon
888
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$524K 0.01%
8,640
-2
-0% -$128
ERII icon
889
Energy Recovery
ERII
$434M
$523K 0.01%
24,658
-1,300
-5% -$34.7K
CUBE icon
890
CubeSmart
CUBE
$9.53B
$523K 0.01%
13,704
-734
-5% -$31K
MGC icon
891
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$521K 0.01%
3,431
+1
+0% +$157
IBTF
892
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$520K 0.01%
22,549
+7,080
+46% +$163K
CMA
893
DELISTED
Comerica
CMA
$520K 0.01%
12,525
+300
+2% +$14.2K
SPYV icon
894
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$520K 0.01%
12,608
+1,711
+16% +$74.1K
AXSM icon
895
Axsome Therapeutics
AXSM
$12.4B
$519K 0.01%
7,430
-15
-0.2% -$1.12K
ICHR icon
896
Ichor Holdings
ICHR
$3.02B
$518K 0.01%
16,733
-261
-2% -$8.94K
ETW
897
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$517K 0.01%
67,669
– –
EQWL icon
898
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$517K 0.01%
6,579
+3,169
+93% +$260K
AJG icon
899
Arthur J. Gallagher & Co
AJG
$63.7B
$514K 0.01%
2,254
-1
-0% -$224
OGS icon
900
ONE Gas
OGS
$5.05B
$513K 0.01%
7,512
+72
+1% +$5.44K
34 35
36
37 38

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D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.