DADC

D.A. Davidson & Co Portfolio holdings

AUM $14.2B
This Quarter Return
+18.06%
1 Year Return
+16.05%
3 Year Return
+57.83%
5 Year Return
+96.99%
10 Year Return
+189.22%
AUM
$5.36B
AUM Growth
+$5.36B
Cap. Flow
-$613M
Cap. Flow %
-11.45%
Top 10 Hldgs %
36.03%
Holding
1,052
New
66
Increased
272
Reduced
515
Closed
114

Top Buys

1
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
$20M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$5.96M
4
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$5.7M
5
IMTB icon
iShares Core 5-10 Year USD Bond ETF
IMTB
$5.46M

Top Sells

1
AAPL icon
Apple
AAPL
$40.2M
2
MSFT icon
Microsoft
MSFT
$30M
3
VOO icon
Vanguard S&P 500 ETF
VOO
$23.2M
4
MRK icon
Merck
MRK
$20.7M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
$20.5M

Sector Composition

1 Technology 9.88%
2 Financials 6.55%
3 Healthcare 6.03%
4 Industrials 4.61%
5 Consumer Staples 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUV icon
876
Nuveen Municipal Value Fund
NUV
$1.81B
$179K ﹤0.01%
17,528
-2,307
-12% -$23.6K
BRG
877
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$172K ﹤0.01%
21,280
-280,475
-93% -$2.27M
NAGE
878
Niagen Bioscience, Inc. Common Stock
NAGE
$771M
$170K ﹤0.01%
37,000
+2,000
+6% +$9.19K
CORR
879
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$168K ﹤0.01%
18,334
-105,150
-85% -$964K
ERII icon
880
Energy Recovery
ERII
$750M
$165K ﹤0.01%
21,750
-20,200
-48% -$153K
FDUS icon
881
Fidus Investment
FDUS
$756M
$165K ﹤0.01%
18,200
-1,000
-5% -$9.07K
DSM
882
BNY Mellon Strategic Municipal Bond Fund
DSM
$280M
$164K ﹤0.01%
22,620
– –
STRL icon
883
Sterling Infrastructure
STRL
$8.33B
$161K ﹤0.01%
15,350
– –
LUMN icon
884
Lumen
LUMN
$4.84B
$156K ﹤0.01%
15,566
-1,806
-10% -$18.1K
ZAGG
885
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$143K ﹤0.01%
45,604
+11,800
+35% +$37K
NAVI icon
886
Navient
NAVI
$1.36B
$131K ﹤0.01%
18,600
– –
JCO
887
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$122K ﹤0.01%
14,300
-1,568
-10% -$13.4K
PCK
888
DELISTED
Pimco California Municipal Income Fund II
PCK
$122K ﹤0.01%
13,865
– –
IGR
889
CBRE Global Real Estate Income Fund
IGR
$702M
$120K ﹤0.01%
20,180
-1,993
-9% -$11.9K
JRO
890
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$112K ﹤0.01%
14,310
+6
+0% +$47
RDHL
891
Redhill Biopharma
RDHL
$2.94M
$111K ﹤0.01%
16,500
+5,500
+50% +$39.2K
WRAP icon
892
Wrap Technologies
WRAP
$80.3M
$105K ﹤0.01%
10,000
– –
APTS
893
DELISTED
Preferred Apartment Communities, Inc.
APTS
$98K ﹤0.01%
12,865
+1,581
+14% +$12K
GT icon
894
Goodyear
GT
$2.4B
$97K ﹤0.01%
10,800
-4,853
-31% -$43.6K
GGN
895
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$747M
$97K ﹤0.01%
28,138
+270
+1% +$931
PAA icon
896
Plains All American Pipeline
PAA
$12.3B
$90K ﹤0.01%
10,165
+55
+0.5% +$487
PDX
897
PIMCO Dynamic Income Strategy Fund
PDX
$1.09B
$88K ﹤0.01%
12,500
– –
VTGN icon
898
VistaGen Therapeutics
VTGN
$113M
$86K ﹤0.01%
164,000
+54,000
+49% +$28.3K
SVC
899
Service Properties Trust
SVC
$456M
$84K ﹤0.01%
11,828
-9,440
-44% -$67K
ING icon
900
ING
ING
$71B
$84K ﹤0.01%
12,241
+2,241
+22% +$15.4K
34 35
36
37 38