We are live on ! Find out more
DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$8.62B
AUM Growth
+$90.5M
Cap. Flow
+$203M
Cap. Flow %
2.36%
Top 10 Hldgs %
31.41%
Holding
1,251
New
65
Increased
659
Reduced
342
Closed
42

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$20.6M
2
CMI icon
Cummins
CMI
+$20.4M
3
AVGO icon
Broadcom
AVGO
+$13.6M
4
LOW icon
Lowe's Companies
LOW
+$12.9M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$11.7M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$16.2M
2
KMB icon
Kimberly-Clark
KMB
+$13.6M
3
T icon
AT&T
T
+$11.3M
4
FTXR icon
First Trust Nasdaq Transportation ETF
FTXR
+$11.2M
5
NTES icon
NetEase
NTES
+$4.84M

Sector Composition

Rank Sector Weight
1 Technology 11.11%
2 Financials 7.73%
3 Healthcare 6.24%
4 Industrials 5.07%
5 Consumer Discretionary 4.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
801
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$560K 0.01%
32,670
+9,335
+40% +$168K
CGC
802
Canopy Growth
CGC
$375M
$560K 0.01%
4,037
+1,439
+55% +$258K
PFN
803
PIMCO Income Strategy Fund II
PFN
$695M
$560K 0.01%
55,201
-2,087
-4% -$22.6K
NUSC icon
804
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$559K 0.01%
12,847
+3,868
+43% +$171K
PDBC icon
805
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$558K 0.01%
26,496
+313
+1% +$6.27K
BG icon
806
Bunge Global
BG
$23.6B
$557K 0.01%
6,850
-150
-2% -$11.6K
COHU icon
807
Cohu
COHU
$2.39B
$552K 0.01%
17,285
+6,915
+67% +$235K
MRSH
808
Marsh
MRSH
$86.3B
$551K 0.01%
3,640
-37
-1% -$5.6K
FAAR icon
809
First Trust Alternative Absolute Return Strategy ETF
FAAR
$187M
$550K 0.01%
17,986
+7,075
+65% +$211K
JRO
810
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$550K 0.01%
55,070
+40,784
+285% +$399K
MAS icon
811
Masco
MAS
$16B
$549K 0.01%
9,874
+557
+6% +$33K
W icon
812
Wayfair
W
$11.1B
$549K 0.01%
2,147
-75
-3% -$21.2K
IBMJ
813
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$549K 0.01%
21,475
-4,376
-17% -$112K
OHI icon
814
Omega Healthcare
OHI
$15.4B
$546K 0.01%
18,220
+8,437
+86% +$290K
ACES icon
815
ALPS Clean Energy ETF
ACES
$109M
$544K 0.01%
8,225
– –
DFAX icon
816
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$542K 0.01%
+20,926
New +$554K
KR icon
817
Kroger
KR
$34.8B
$541K 0.01%
13,380
-1,152
-8% -$48.4K
PACW
818
DELISTED
PacWest Bancorp
PACW
$540K 0.01%
11,923
-73
-0.6% -$3.03K
AXSM icon
819
Axsome Therapeutics
AXSM
$12.4B
$538K 0.01%
16,325
+6,990
+75% +$272K
DAL icon
820
Delta Air Lines
DAL
$55.9B
$536K 0.01%
12,586
+1,467
+13% +$59.9K
HFXI icon
821
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.99B
$536K 0.01%
+21,938
New +$550K
TDY icon
822
Teledyne Technologies
TDY
$30.4B
$529K 0.01%
1,231
-395
-24% -$175K
NARI
823
DELISTED
Inari Medical, Inc. Common Stock
NARI
$529K 0.01%
6,521
+546
+9% +$45.9K
QS icon
824
QuantumScape Corp
QS
$3B
$528K 0.01%
21,535
+2,133
+11% +$48.7K
HSBC icon
825
HSBC
HSBC
$355B
$526K 0.01%
20,106
– –
31 32
33
34 35

Similar funds

HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
LA
Linden Advisors New York $17.9B AUM 1.72% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
MCM
MAI Capital Management Independence, Ohio $17.7B AUM 18.87% 1-Year Est. Return
AWM
AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

D.A. Davidson & Co's Q3 2021 Portfolio in Review

As of Q3 2021, D.A. Davidson & Co held 1,251 positions worth $8.62B, up 1.1% from $8.53B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2021 filing shows 65 new, 659 increased, 342 reduced and 42 closed positions. Its largest new stake was Invesco S&P 500 Pure Growth ETF: 62,780 shares worth $2.42M. The largest sale was 3M, an estimated $16.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2021 buy was Invesco S&P 500 Pure Growth ETF: 62,780 shares worth $2.42M.
  • D.A. Davidson & Co added most to Vanguard Value ETF in Q3 2021, an estimated $20.6M increase.
  • D.A. Davidson & Co's biggest Q3 2021 reduction was 3M, cutting an estimated $16.2M.
  • D.A. Davidson & Co fully exited First Trust Nasdaq Transportation ETF in Q3 2021, selling an estimated $11.2M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $8.62B portfolio in Q3 2021.
  • D.A. Davidson & Co opened 65 new positions and closed 42 in Q3 2021.
  • D.A. Davidson & Co's portfolio value rose 1.1% quarter-over-quarter to $8.62B.

Based on D.A. Davidson & Co's 13F filing for Q3 2021, filed 15 Nov 2021.