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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
+5.95%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$2.22B
AUM Growth
+$152M
Cap. Flow
+$40.2M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.81%
Holding
1,887
New
107
Increased
578
Reduced
612
Closed
85

Top Buys

Rank Stock Value
1
RDUS
Radius Recycling
RDUS
+$5.6M
2
PFE icon
Pfizer
PFE
+$4.95M
3
VUG icon
Vanguard Growth ETF
VUG
+$3.79M
4
DKS icon
Dick's Sporting Goods
DKS
+$2.88M
5
O icon
Realty Income
O
+$2.74M

Top Sells

Rank Stock Value
1
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.63M
2
ESV
Ensco Rowan plc
ESV
+$4.51M
3
JCI icon
Johnson Controls International
JCI
+$3.2M
4
MHFI
MCGRAW-HILL FINANCIAL INC COM
MHFI
+$3.11M
5
MDR
McDermott International
MDR
+$2.83M

Sector Composition

Rank Sector Weight
1 Industrials 11.08%
2 Technology 9.9%
3 Healthcare 8.23%
4 Energy 7.58%
5 Financials 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCOV
526
DELISTED
Brightcove, Inc.
BCOV
$449K 0.02%
39,930
-460
-1% -$4.64K
JOY
527
DELISTED
Joy Global Inc
JOY
$445K 0.02%
8,725
-17
-0.2% -$867
MGV icon
528
Vanguard Mega Cap Value ETF
MGV
$13.2B
$443K 0.02%
8,814
+3,720
+73% +$190K
HAR
529
DELISTED
Harman International Industries
HAR
$441K 0.02%
6,689
+4,057
+154% +$253K
CPRI icon
530
Capri Holdings
CPRI
$1.77B
$437K 0.02%
5,872
+2,712
+86% +$189K
NLY icon
531
Annaly Capital Management
NLY
$16.9B
$437K 0.02%
9,447
+6,295
+200% +$296K
PSEC icon
532
Prospect Capital
PSEC
$1.06B
$437K 0.02%
39,145
-886
-2% -$9.84K
VO icon
533
Vanguard Mid-Cap ETF
VO
$106B
$437K 0.02%
17,080
+16
+0.1% +$401
IDX icon
534
VanEck Indonesia Index ETF
IDX
$31.9M
$435K 0.02%
19,000
– –
LO
535
DELISTED
LORILLARD INC COM STK
LO
$433K 0.02%
9,675
+2,975
+44% +$131K
ALTR
536
DELISTED
Altera Corp
ALTR
$431K 0.02%
11,664
-51
-0.4% -$1.83K
EIDO icon
537
iShares MSCI Indonesia ETF
EIDO
$476M
$429K 0.02%
18,200
– –
ZBH icon
538
Zimmer Biomet
ZBH
$17.7B
$421K 0.02%
5,286
-148
-3% -$11.7K
VBR icon
539
Vanguard Small-Cap Value ETF
VBR
$37.1B
$419K 0.02%
4,648
+2,494
+116% +$221K
PHG icon
540
Philips
PHG
$25.4B
$418K 0.02%
18,765
-139
-0.7% -$3.04K
PGF icon
541
Invesco Financial Preferred ETF
PGF
$676M
$414K 0.02%
24,200
– –
BWA icon
542
BorgWarner
BWA
$13.2B
$413K 0.02%
9,299
+415
+5% +$17.4K
BMO icon
543
Bank of Montreal
BMO
$125B
$411K 0.02%
6,167
-200
-3% -$12.5K
MINT icon
544
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$410K 0.02%
4,050
+3,800
+1,520% +$385K
AMG icon
545
Affiliated Managers Group
AMG
$9.46B
$408K 0.02%
2,244
-180
-7% -$32K
AIG icon
546
American International
AIG
$41.9B
$406K 0.02%
8,382
+521
+7% +$24.8K
BIV icon
547
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$399K 0.02%
4,781
-400
-8% -$33.2K
CBI
548
DELISTED
Chicago Bridge & Iron Nv
CBI
$398K 0.02%
5,875
– –
PETM
549
DELISTED
PETSMART INC
PETM
$395K 0.02%
5,211
+544
+12% +$39.3K
SJNK icon
550
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$393K 0.02%
12,900
+4,400
+52% +$134K
20 21
22
23 24

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CWP
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TAF
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LA
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FAF
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NC
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MCM
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AWM
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D.A. Davidson & Co's Q3 2013 Portfolio in Review

As of Q3 2013, D.A. Davidson & Co held 1,887 positions worth $2.22B, up 7.3% from $2.07B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

D.A. Davidson & Co's Q3 2013 filing shows 107 new, 578 increased, 612 reduced and 85 closed positions. Its largest new stake was Invesco International Dividend Achievers ETF: 70,814 shares worth $1.22M. The largest sale was iShares 5-10 Year Investment Grade Corporate Bond ETF, an estimated $6.63M.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, down from 11% a quarter earlier, followed by Technology and Healthcare.

  • D.A. Davidson & Co's largest Q3 2013 buy was Invesco International Dividend Achievers ETF: 70,814 shares worth $1.22M.
  • D.A. Davidson & Co added most to Radius Recycling in Q3 2013, an estimated $5.6M increase.
  • D.A. Davidson & Co's biggest Q3 2013 reduction was iShares 5-10 Year Investment Grade Corporate Bond ETF, cutting an estimated $6.63M.
  • D.A. Davidson & Co fully exited iShares 0-1 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.7M.
  • D.A. Davidson & Co's ten largest holdings make up 24% of its $2.22B portfolio in Q3 2013.
  • D.A. Davidson & Co opened 107 new positions and closed 85 in Q3 2013.
  • D.A. Davidson & Co's portfolio value rose 7.3% quarter-over-quarter to $2.22B.

Based on D.A. Davidson & Co's 13F filing for Q3 2013, filed 14 Nov 2013.