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DADC

D.A. Davidson & Co Portfolio holdings

AUM $18.1B
1-Year Est. Return 24.63%
This Fund
S&P 500
This Quarter Est. Return
-3.13%
1 Year Est. Return
+24.63%
3 Year Est. Return
+70.71%
5 Year Est. Return
+77.77%
10 Year Est. Return
+255.18%
AUM
$9.21B
AUM Growth
-$258M
Cap. Flow
+$94.1M
Cap. Flow %
1.02%
Top 10 Hldgs %
31.47%
Holding
1,413
New
66
Increased
618
Reduced
535
Closed
82

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$22.6M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$14.1M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.1M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$9.19M
5
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$8.79M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$16.8M
2
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$9.63M
3
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.59M
4
AAPL icon
Apple
AAPL
+$4.89M
5
PNC icon
PNC Financial Services
PNC
+$4.88M

Sector Composition

Rank Sector Weight
1 Technology 11.38%
2 Financials 7.47%
3 Healthcare 6.02%
4 Industrials 5.42%
5 Consumer Staples 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
226
Morgan Stanley
MS
$337B
$6.29M 0.07%
76,996
+780
+1% +$67.7K
IGV icon
227
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$6.28M 0.07%
91,960
+120
+0.1% +$8.42K
ENB icon
228
Enbridge
ENB
$124B
$6.24M 0.07%
188,141
+1,072
+0.6% +$38K
ATVI
229
DELISTED
Activision Blizzard
ATVI
$6.2M 0.07%
66,200
-17,783
-21% -$1.62M
JPST icon
230
JPMorgan Ultra-Short Income ETF
JPST
$40B
$6.19M 0.07%
123,334
-4,040
-3% -$202K
SPSM icon
231
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$6.15M 0.07%
166,736
-18,694
-10% -$728K
CARR icon
232
Carrier Global
CARR
$57.2B
$6.09M 0.07%
110,338
-3,921
-3% -$216K
VMW
233
DELISTED
VMware, Inc
VMW
$6.04M 0.07%
36,291
-11,486
-24% -$1.84M
TTE icon
234
TotalEnergies
TTE
$193B
$6.01M 0.07%
91,336
-1,034
-1% -$63.9K
SCHG icon
235
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$6M 0.07%
330,052
+2,008
+0.6% +$37.8K
VLUE icon
236
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$5.99M 0.07%
66,065
+31
+0% +$2.92K
FBT icon
237
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$5.97M 0.06%
40,775
-36,719
-47% -$5.59M
SHYG icon
238
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$5.91M 0.06%
144,087
+230
+0.2% +$9.5K
SDVY icon
239
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$5.9M 0.06%
208,953
+110,933
+113% +$3.24M
CME icon
240
CME Group
CME
$92.2B
$5.84M 0.06%
29,158
+766
+3% +$152K
SCZ icon
241
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$5.82M 0.06%
103,067
+25,537
+33% +$1.51M
QTEC icon
242
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$5.75M 0.06%
39,609
-329
-0.8% -$48.9K
RIO icon
243
Rio Tinto
RIO
$148B
$5.74M 0.06%
90,264
+2,114
+2% +$135K
NEM icon
244
Newmont
NEM
$98.2B
$5.71M 0.06%
154,417
+24,872
+19% +$1.01M
XLV icon
245
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$5.7M 0.06%
44,287
+19,874
+81% +$2.64M
CGUS icon
246
Capital Group Core Equity ETF
CGUS
$11.1B
$5.64M 0.06%
224,695
+95,659
+74% +$2.48M
CGXU icon
247
Capital Group International Focus Equity ETF
CGXU
$6.12B
$5.63M 0.06%
258,848
-12,975
-5% -$298K
FXL icon
248
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$5.58M 0.06%
50,231
-259
-0.5% -$29.6K
FTC icon
249
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$5.56M 0.06%
57,491
-1,632
-3% -$164K
COF icon
250
Capital One
COF
$124B
$5.48M 0.06%
56,443
+3,530
+7% +$377K
8 9
10
11 12

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AWM
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D.A. Davidson & Co's Q3 2023 Portfolio in Review

As of Q3 2023, D.A. Davidson & Co held 1,413 positions worth $9.21B, down 2.7% from $9.47B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

D.A. Davidson & Co's Q3 2023 filing shows 66 new, 618 increased, 535 reduced and 82 closed positions. Its largest new stake was TETRA Technologies: 692,130 shares worth $4.42M. The largest sale was First Trust Enhanced Short Maturity ETF, an estimated $16.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Financials and Healthcare.

  • D.A. Davidson & Co's largest Q3 2023 buy was TETRA Technologies: 692,130 shares worth $4.42M.
  • D.A. Davidson & Co added most to Vanguard S&P 500 ETF in Q3 2023, an estimated $22.6M increase.
  • D.A. Davidson & Co's biggest Q3 2023 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $16.8M.
  • D.A. Davidson & Co fully exited WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund in Q3 2023, selling an estimated $9.63M.
  • D.A. Davidson & Co's ten largest holdings make up 31% of its $9.21B portfolio in Q3 2023.
  • D.A. Davidson & Co opened 66 new positions and closed 82 in Q3 2023.
  • D.A. Davidson & Co's portfolio value fell 2.7% quarter-over-quarter to $9.21B.

Based on D.A. Davidson & Co's 13F filing for Q3 2023, filed 8 Nov 2023.