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CVI Holdings Portfolio holdings

AUM $116M
1-Year Return 3.84%
This Quarter Return
+12.6%
1 Year Return
+3.84%
3 Year Return
+23.84%
5 Year Return
+272.82%
10 Year Return
–
AUM
$535M
AUM Growth
+$289M
Cap. Flow
+$272M
Cap. Flow %
50.93%
Top 10 Hldgs %
35.5%
Holding
226
New
142
Increased
1
Reduced
9
Closed
43

Top Buys

1
ACIC.U
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
$50.6M
2
SVSVU
Spring Valley Acquisition Corp. Unit
SVSVU
$20.9M
3
TVACU
Thayer Ventures Acquisition Corporation Units
TVACU
$15.7M
4
CFIVU
CF Acquisition Corp. IV Unit
CFIVU
$12.9M
5
SPRU icon
Spruce Power Holding Corp
SPRU
$11.9M

Top Sells

1
FCEL icon
FuelCell Energy
FCEL
$40.7M
2
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$28M
3
QELLU
Qell Acquisition Corp. Unit
QELLU
$7.62M
4
SNPR.U
Tortoise Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of
SNPR.U
$5.36M
5
CKPT
Checkpoint Therapeutics
CKPT
$5.26M

Sector Composition

1 Financials 10.39%
2 Healthcare 8.86%
3 Consumer Discretionary 8.73%
4 Industrials 2.98%
5 Technology 2.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CHEKZ
176
DELISTED
Check-Cap Ltd. Series C Warrant
CHEKZ
$15K ﹤0.01%
136,364
– –
CREXW
177
DELISTED
Creative Realities, Inc. Warrant
CREXW
$2K ﹤0.01%
14,600
– –
ALT icon
178
Altimmune
ALT
$314M
– –
-10,600
Closed -$140K
APM icon
179
Aptorum Group
APM
$13.2M
– –
-6,475
Closed -$174K
CVM icon
180
CEL-SCI Corp
CVM
$77.4M
– –
0
– –
DMAC icon
181
DiaMedica Therapeutics
DMAC
$278M
– –
-276,176
Closed -$1.17M
FCEL icon
182
FuelCell Energy
FCEL
$89.3M
– –
-633,333
Closed -$40.7M
NCNA
183
NuCana
NCNA
$5.46M
– –
-7
Closed -$175K
NCTY
184
The9 Ltd
NCTY
$127M
– –
-21,928
Closed -$695K
POLA icon
185
Polar Power
POLA
$7.26M
– –
-17,857
Closed -$395K
TARA icon
186
Protara Therapeutics
TARA
$122M
– –
-168,836
Closed -$2.84M
TOON icon
187
Kartoon Studios
TOON
$39.7M
– –
-5,217
Closed -$62K
UAMY icon
188
United States Antimony
UAMY
$569M
– –
-600,000
Closed -$174K
UEC icon
189
Uranium Energy
UEC
$5.01B
– –
-377,804
Closed -$377K
USIO icon
190
Usio Inc
USIO
$37.6M
– –
-220,267
Closed -$339K
VUZI icon
191
Vuzix
VUZI
$171M
– –
0
– –
ARTLW
192
DELISTED
Artelo Biosciences, Inc. Warrant
ARTLW
– –
-65,000
Closed -$5K
CWBR
193
DELISTED
CohBar, Inc. Common Stock
CWBR
– –
-3,516
Closed -$100K
PIAI.U
194
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
– –
-300,000
Closed -$3.01M
HGEN
195
DELISTED
HUMANIGEN, INC.
HGEN
– –
-44,642
Closed -$475K
NVCN
196
DELISTED
Neovasc Inc.
NVCN
– –
-8,480
Closed -$454K
VLDR
197
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-1,500,000
Closed -$28M
EQD.U
198
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
– –
-300,000
Closed -$3.09M
LEAP.U
199
DELISTED
Ribbit LEAP, Ltd. Units, each consisting of one Class A Ordinary Share, and one fifth of one Warrant
LEAP.U
– –
-150,000
Closed -$1.95M
OACB.U
200
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
– –
-200,000
Closed -$2.06M
5 6 7
8
9