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CVI Holdings Portfolio holdings

AUM $116M
1-Year Est. Return 5.68%
This Fund
S&P 500
This Quarter Est. Return
+20.55%
1 Year Est. Return
+5.68%
3 Year Est. Return
+25.77%
5 Year Est. Return
+327.29%
10 Year Est. Return
–
AUM
$246M
AUM Growth
-$23.7M
Cap. Flow
+$30.4M
Cap. Flow %
12.36%
Top 10 Hldgs %
61.43%
Holding
135
New
66
Increased
–
Reduced
6
Closed
52

Top Buys

Rank Stock Value
1
FCEL icon
FuelCell Energy
FCEL
+$50.4M
2
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$29.4M
3
PENN icon
PENN Entertainment
PENN
+$19.6M
4
TALK
Talkspace
TALK
+$11.8M
5
RMTI icon
Rockwell Medical
RMTI
+$8.34M

Top Sells

Rank Stock Value
1
NKLA
Nikola Corporation Common Stock
NKLA
+$33.8M
2
TME icon
Tencent Music
TME
+$13.5M
3
TBIO
Translate Bio, Inc. Common Stock
TBIO
+$13.4M
4
IIPR icon
Innovative Industrial Properties
IIPR
+$12.4M
5
HECCU
Hudson Executive Investment Corp. Units
HECCU
+$12.2M

Sector Composition

Rank Sector Weight
1 Industrials 30.85%
2 Miscellaneous 30.84%
3 Healthcare 20.17%
4 Consumer Discretionary 11.82%
5 Financials 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPRO
101
DELISTED
Open Lending Corp
LPRO
– –
-250,000
Closed -$3.77M
CYPH
102
Cypherpunk Technologies Inc
CYPH
$242M
– –
-70,490
Closed -$1.47M
LQDA icon
103
Liquidia Corp
LQDA
$5.75B
– –
-265,773
Closed -$2.24M
MBIO icon
104
Mustang Bio
MBIO
$3.87M
– –
-491
Closed -$1.17M
MLSS icon
105
Milestone Scientific
MLSS
$38.9M
– –
-374,765
Closed -$731K
MNKD icon
106
MannKind Corp
MNKD
$1.17B
– –
-1,808,190
Closed -$3.16M
PCG icon
107
PG&E
PCG
$29.6B
– –
-182,603
Closed -$1.62M
QUIK icon
108
QuickLogic
QUIK
$190M
– –
-259,940
Closed -$795K
RCON icon
109
Recon Technology
RCON
$544K
– –
-74
Closed -$305K
REPL icon
110
Replimune Group
REPL
$1.21B
– –
-186,187
Closed -$4.63M
SONM icon
111
DNA X Inc
SONM
$4.57M
– –
-557
Closed -$811K
TELA icon
112
TELA Bio
TELA
$44.1M
– –
-113,043
Closed -$1.47M
TME icon
113
Tencent Music
TME
$13B
– –
-1,000,000
Closed -$13.5M
TOON icon
114
PUT
Kartoon Studios
TOON
$37.4M
– –
-1,600
Closed -$36K
VRME icon
115
VerifyMe
VRME
$8.49M
– –
-16,395
Closed -$62K
WINT
116
DELISTED
Windtree Therapeutics
WINT
– –
-1
Closed -$226K
XERS icon
117
Xeris Biopharma Holdings
XERS
$1.37B
– –
-14,626
Closed -$39K
YTRA icon
118
Yatra Online
YTRA
$69.1M
– –
-824,320
Closed -$560K
NKLA
119
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-16,667
Closed -$33.8M
NKLA
120
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-24,333
Closed -$49.3M
AVGR
121
DELISTED
Avinger, Inc. Common Stock
AVGR
– –
-1,403
Closed -$130K
FRTX
122
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-28,456
Closed -$1.28M
KLR
123
DELISTED
Kaleyra, Inc.
KLR
– –
-44,231
Closed -$625K
FRG
124
DELISTED
Franchise Group, Inc.
FRG
– –
-143,026
Closed -$3.13M
SOLY
125
DELISTED
Soliton, Inc.
SOLY
– –
-166,113
Closed -$1.29M
2 3 4
5
6

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CVI Holdings's Q3 2020 Portfolio in Review

As of Q3 2020, CVI Holdings held 135 positions worth $246M, down 8.8% from $270M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

CVI Holdings deployed $30.4M of net new capital in Q3 2020, opening 66 new positions. Its largest new stake was FuelCell Energy: 633,333 shares worth $40.7M.

By sector, the portfolio is most concentrated in Industrials at 31% of assets, up from 1.7% a quarter earlier, followed by Miscellaneous and Healthcare.

On the sell side, the largest reduction was Kartoon Studios, an estimated $9.23M trimmed.

  • CVI Holdings's largest Q3 2020 buy was FuelCell Energy: 633,333 shares worth $40.7M.
  • CVI Holdings's biggest Q3 2020 reduction was Kartoon Studios, cutting an estimated $9.23M.
  • CVI Holdings fully exited Nikola Corporation Common Stock in Q3 2020, selling an estimated $33.8M.
  • CVI Holdings's ten largest holdings make up 61% of its $246M portfolio in Q3 2020.
  • CVI Holdings opened 66 new positions and closed 52 in Q3 2020.
  • CVI Holdings's portfolio value fell 8.8% quarter-over-quarter to $246M.

Based on CVI Holdings's 13F filing for Q3 2020, filed 16 Nov 2020.