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CVI Holdings Portfolio holdings

AUM $116M
1-Year Est. Return 5.68%
This Fund
S&P 500
This Quarter Est. Return
-10.59%
1 Year Est. Return
+5.68%
3 Year Est. Return
+25.77%
5 Year Est. Return
+327.29%
10 Year Est. Return
–
AUM
$44.5M
AUM Growth
-$42.1M
Cap. Flow
-$53.2M
Cap. Flow %
-119.42%
Top 10 Hldgs %
85.41%
Holding
81
New
17
Increased
1
Reduced
6
Closed
38

Top Buys

Rank Stock Value
1
OCGN icon
Ocugen
OCGN
+$4.57M
2
XCUR icon
Exicure
XCUR
+$3.25M
3
TPTX
Turning Point Therapeutics, Inc. Common Stock
TPTX
+$3M
4
TEUM
Pareteum Corporation
TEUM
+$2.51M
5
CRMD icon
CorMedix
CRMD
+$1.93M

Top Sells

Rank Stock Value
1
SCOR icon
Comscore
SCOR
+$14.1M
2
MDCO
Medicines Co
MDCO
+$4.12M
3
CARM
Carisma Therapeutics
CARM
+$3.95M
4
SRNE
Sorrento Therapeutics, Inc.
SRNE
+$3.74M
5
CALA
Calithera Biosciences, Inc
CALA
+$3.29M

Sector Composition

Rank Sector Weight
1 Healthcare 39.19%
2 Technology 6.18%
3 Communication Services 3.83%
4 Consumer Discretionary 1.4%
5 Materials 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYTXZ
76
DELISTED
Cytori Therapeutics Inc Series S Warrant
CYTXZ
– –
-259,200
Closed -$1K
MYNDW
77
DELISTED
MYnd Analytics, Inc. Warrant
MYNDW
– –
-13,700
Closed -$3K
VRML
78
DELISTED
Vermillion, Inc.
VRML
– –
-79,468
Closed -$71K
1 2 3
4

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CVI Holdings's Q3 2019 Portfolio in Review

As of Q3 2019, CVI Holdings held 81 positions worth $44.5M, down 49% from $86.6M the previous quarter. Its ten largest holdings account for 85% of the portfolio.

CVI Holdings withdrew a net $53.2M in Q3 2019, closing 38 positions and reducing 6 holdings. Its most notable exit was Comscore, an estimated $14.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 39% of assets, up from 33% a quarter earlier, followed by Technology and Communication Services.

Against the trend, CVI Holdings opened a new position in Ocugen worth $1.06M.

  • CVI Holdings's largest Q3 2019 buy was Ocugen: 368,315 shares worth $1.06M.
  • CVI Holdings added most to Senmiao Technology Ltd in Q3 2019, an estimated $5.4K increase.
  • CVI Holdings's biggest Q3 2019 reduction was Carisma Therapeutics, cutting an estimated $3.95M.
  • CVI Holdings fully exited Comscore in Q3 2019, selling an estimated $14.1M.
  • CVI Holdings's ten largest holdings make up 85% of its $44.5M portfolio in Q3 2019.
  • CVI Holdings opened 17 new positions and closed 38 in Q3 2019.
  • CVI Holdings's portfolio value fell 49% quarter-over-quarter to $44.5M.

Based on CVI Holdings's 13F filing for Q3 2019, filed 14 Nov 2019.