CVI Holdings Portfolio holdings

AUM $116M

2024 Q2 2024 Q1 2023 Q4 2023 Q3 2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1

This Quarter Return

+0.81%

1 Year Return

+3.84%

3 Year Return

+23.84%

5 Year Return

+272.82%

10 Year Return

–

AUM

$1.29B

AUM Growth

+$1.29B (-6.1%)

Cap. Flow

-$88.7M

Cap. Flow % of AUM

-6.87%

Top 10 Holdings % Top 10 Hldgs %

11.48%

Holding

964

New

Increased

Reduced

126

Closed

Top Buys

1	AMPS Altus Power, Inc. AMPS	$7.49M
2	ASZ Austerlitz Acquisition Corporation II ASZ	$3.62M
3	Ribbon Communications RBBN	$3.37M
4	SYRS Syros Pharmaceuticals, Inc. Common Stock SYRS	$2.74M
5	PNAC Prime Number Acquisition I Corp. Class A Common Stock PNAC	$2.49M

Top Sells

1	IMAQ International Media Acquisition Corp. Class A Common Stock IMAQ	$11.9M
2	Seres Therapeutics MCRB	$9.34M
3	Precision BioSciences DTIL	$6.8M
4	XPOA DPCM Capital, Inc. XPOA	$6.01M
5	IGAC IG Acquisition Corp. Class A Common Stock IGAC	$5.15M

Sector Composition

1	Financials	68.89%
2	Technology	9.87%
3	Healthcare	8.32%
4	Industrials	4.05%
5	Communication Services	2.37%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
951	951 MicroCloud Hologram HOLO $66.3M	–	–	-210,192	Closed	-$2.13M
952	952 Imperial Petroleum IMPP $118M	–	–	0	–	–
953	953 Nauticus Robotics KITT $38.2M	–	–	-401,629	Closed	-$4.04M
954	954 Lyra Therapeutics LYRA $11.5M	–	–	-60,822	Closed	-$344K
955	955 Seres Therapeutics MCRB $166M	–	–	-2,722,826	Closed	-$9.34M
956	SPK 956 DELISTED SPK Acquisition Corp. Common Stock SPK	–	–	-261,646	Closed	-$2.62M
957	GIW 957 DELISTED GigInternational1, Inc. Common Stock GIW	–	–	-501,603	Closed	-$5.05M
958	SGHC.WS 958 DELISTED Super Group (SGHC) Limited Redeemable Warrants, each whole Warrant exercisable for one Ordinary Share, each at an exercise price of $11. 50 per share SGHC.WS	–	–	-73,909	Closed	-$46K
959	LAAA 959 DELISTED Lakeshore Acquisition I Corp. Ordinary Shares LAAA	–	–	-200,000	Closed	-$1.99M
960	PHICW 960 DELISTED Population Health Investment Co., Inc. Warrant PHICW	$0	﹤0.01%	41,086 -300	-0.7%	–
961	FLACW 961 DELISTED Frazier Lifesciences Acquisition Corporation Warrant FLACW	–	–	-37,863	Closed	-$3K
962	MONDW 962 DELISTED Mondee Holdings, Inc. Warrant MONDW	–	–	-59,510	Closed	-$17K
963	SANBW 963 DELISTED Sanaby Health Acquisition Corp. I Warrant SANBW	–	–	-17,541	Closed	-$2K