CH

CVI Holdings Portfolio holdings

AUM $116M
This Quarter Return
+5.03%
1 Year Return
+3.84%
3 Year Return
+23.84%
5 Year Return
+272.82%
10 Year Return
–
AUM
$80.3M
AUM Growth
+$80.3M
Cap. Flow
+$8.29M
Cap. Flow %
10.32%
Top 10 Hldgs %
78.33%
Holding
71
New
24
Increased
2
Reduced
9
Closed
17

Top Buys

1
NVAX icon
Novavax
NVAX
$4.44M
2
VERI icon
Veritone
VERI
$4.4M
3
NTBL
Notable Labs, Ltd. Ordinary Shares
NTBL
$4.17M
4
TELL
Tellurian Inc.
TELL
$3.78M
5
ATXS icon
Astria Therapeutics
ATXS
$2.57M

Top Sells

1
ADC icon
Agree Realty
ADC
$5.36M
2
SGYP
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$3.24M
3
AKBA icon
Akebia Therapeutics
AKBA
$3.12M
4
MGNX icon
MacroGenics
MGNX
$2.45M
5
NVTA
Invitae Corporation
NVTA
$2.13M

Sector Composition

1 Healthcare 26.86%
2 Communication Services 15.54%
3 Energy 6.49%
4 Technology 5.56%
5 Consumer Staples 2.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLXP
26
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$116K 0.14%
29,282
-16,814
-36% -$66.6K
SHIPW
27
DELISTED
Seanergy Maritime Holdings Corp Class A Warrants
SHIPW
$97K 0.12%
1,180,400
– –
CHEKZ
28
DELISTED
Check-Cap Ltd. Series C Warrant
CHEKZ
$93K 0.12%
+136,364
New +$93K
BVXVW
29
DELISTED
BiondVax Pharmaceuticals Ltd.
BVXVW
$92K 0.11%
72,800
– –
SGLBW
30
DELISTED
Sigma Labs, Inc. Warrant
SGLBW
$75K 0.09%
214,500
-800
-0.4% -$280
QUIK icon
31
QuickLogic
QUIK
$80.7M
$67K 0.08%
+58,043
New +$67K
RXIIW
32
DELISTED
RXi Pharmaceuticals Corporation Warrants expiring 12/16/2021
RXIIW
$55K 0.07%
221,056
-630
-0.3% -$157
IMNP
33
DELISTED
Immune Pharmaceuticals Inc.
IMNP
$47K 0.06%
+251,029
New +$47K
IMRNW
34
DELISTED
Immuron Limited Warrants
IMRNW
$47K 0.06%
15,041
-7,000
-32% -$21.9K
CLRBZ
35
DELISTED
Cellectar Biosciences, Inc. Series A Warrants
CLRBZ
$39K 0.05%
207,500
– –
RSLS
36
DELISTED
ReShape Lifesciences Inc. Common Stock
RSLS
$38K 0.05%
+16,574
New +$38K
APOPW
37
DELISTED
Cellect Biotechnology Ltd. Warrants to Purchase ADRs
APOPW
$25K 0.03%
12,570
– –
AMRHW
38
DELISTED
Ameri Holdings, Inc. Warrant
AMRHW
$21K 0.03%
125,503
– –
SNGXW
39
DELISTED
Soligenix, Inc. Warrant
SNGXW
$17K 0.02%
61,000
– –
APDNW
40
DELISTED
Applied DNA Sciences Inc Warrant
APDNW
$9K 0.01%
31,407
– –
CYTXZ
41
DELISTED
Cytori Therapeutics Inc Series S Warrant
CYTXZ
$8K 0.01%
+259,200
New +$8K
BNTCW
42
DELISTED
Benitec Biopharma Limited
BNTCW
$6K 0.01%
50,000
– –
MYNDW
43
DELISTED
MYnd Analytics, Inc. Warrant
MYNDW
$3K ﹤0.01%
13,700
– –
ADXSW
44
DELISTED
Advaxis, Inc. Warrants
ADXSW
$2K ﹤0.01%
15,150
– –
ONTXW
45
DELISTED
Onconova Therapeutics, Inc. Warrants
ONTXW
$2K ﹤0.01%
173,112
– –
EYEGW
46
DELISTED
Eyegate Pharmaceuticals, Inc. Warrants
EYEGW
$1K ﹤0.01%
12,900
– –
NSPRZ
47
DELISTED
InspireMD, Inc. Series B Warrants
NSPRZ
$1K ﹤0.01%
48,000
– –
CVM.WS
48
DELISTED
Cel-Sci Corp Series S
CVM.WS
– –
-750,000
Closed –
IVTY
49
DELISTED
Invuity, Inc
IVTY
– –
-78,411
Closed -$302K
SGYP
50
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-1,767,858
Closed -$3.24M
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