We are live on ! Find out more
CCB

Cutter & Co Brokerage Portfolio holdings

AUM $423M
1-Year Est. Return 15.02%
This Fund
S&P 500
This Quarter Est. Return
+1.01%
1 Year Est. Return
+15.02%
3 Year Est. Return
+40.36%
5 Year Est. Return
+171.67%
10 Year Est. Return
+252.8%
AUM
$229M
AUM Growth
-$4.77M
Cap. Flow
-$3.92M
Cap. Flow %
-1.71%
Top 10 Hldgs %
26.43%
Holding
279
New
33
Increased
76
Reduced
99
Closed
30

Top Buys

Rank Stock Value
1
FEN
First Trust Energy Income and Growth Fund
FEN
+$2.13M
2
NVO
Novo Nordisk
NVO
+$1.87M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.85M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.07M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$955K

Top Sells

Rank Stock Value
1
HTO
H2O America
HTO
+$1.91M
2
BMY icon
Bristol-Myers Squibb
BMY
+$1.24M
3
KR icon
Kroger
KR
+$1.14M
4
LCNB icon
LCNB Corp
LCNB
+$1.12M
5
VMI icon
Valmont Industries
VMI
+$1.03M

Sector Composition

Rank Sector Weight
1 Utilities 19.27%
2 Healthcare 11.8%
3 Energy 11.65%
4 Financials 7.51%
5 Industrials 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCTT
201
Ultra Clean Holdings
UCTT
$3.73B
$201K 0.09%
27,166
-5,209
-16% -$34.2K
ETP
202
DELISTED
Energy Transfer Partners, L.P.
ETP
$201K 0.09%
7,070
-570
-7% -$16.6K
ETV
203
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$200K 0.09%
+13,226
New +$197K
SWIR
204
DELISTED
Sierra Wireless
SWIR
$197K 0.09%
13,650
+1,430
+12% +$22.1K
MYI icon
205
BlackRock MuniYield Quality Fund III
MYI
$709M
$190K 0.08%
+12,464
New +$193K
RMTI icon
206
Rockwell Medical
RMTI
$28.4M
$182K 0.08%
248
-4
-2% -$3.24K
VGM icon
207
Invesco Trust Investment Grade Municipals
VGM
$548M
$178K 0.08%
+12,635
New +$181K
TGA
208
DELISTED
Transglobe Energy Corp
TGA
$177K 0.08%
90,051
+92
+0.1% +$169
WG
209
DELISTED
Willbros Group
WG
$171K 0.07%
+91,000
New +$187K
KEY icon
210
KeyCorp
KEY
$24.2B
$162K 0.07%
13,306
– –
MPT
211
Medical Properties Trust
MPT
$2.77B
$159K 0.07%
+10,768
New +$163K
SBFG icon
212
SB Financial Group
SBFG
$164M
$154K 0.07%
12,915
-2,625
-17% -$29.2K
MDXG icon
213
MiMedx Group
MDXG
$602M
$151K 0.07%
17,650
-1,500
-8% -$11.9K
MNDT
214
DELISTED
Mandiant, Inc. Common Stock
MNDT
$148K 0.06%
10,050
-100
-1% -$1.54K
NBSE
215
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$130K 0.06%
115
-4
-3% -$4.32K
JPS
216
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$123K 0.05%
+12,825
New +$122K
PHYS icon
217
Sprott Physical Gold
PHYS
$14.6B
$117K 0.05%
10,695
– –
VHC icon
218
VirnetX Holding Corp
VHC
$54.4M
$114K 0.05%
1,868
+10
+0.5% +$628
IDN icon
219
Intellicheck
IDN
$73.1M
$113K 0.05%
65,669
+7,288
+12% +$11.8K
PMM
220
Franklin Managed Municipal Income Trust
PMM
$267M
$105K 0.05%
+13,153
New +$105K
BDSI
221
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$104K 0.05%
38,680
-300
-0.8% -$762
WILC icon
222
G. Willi-Food International
WILC
$373M
$97K 0.04%
17,950
-3,000
-14% -$15K
NOK icon
223
Nokia
NOK
$51B
$94K 0.04%
16,192
+1
+0% +$6
SPLS
224
DELISTED
Staples Inc
SPLS
$92K 0.04%
10,800
– –
COWN
225
DELISTED
Cowen Inc. Class A Common Stock
COWN
$90K 0.04%
6,225
-250
-4% -$3.31K
7 8
9
10 11

Similar funds

DFG
Delta Financial Group Basking Ridge, New Jersey $438M AUM 19.29% 1-Year Est. Return
RRCM
Rappaport Reiches Capital Management Skokie`, Illinois $400M AUM 7.92% 1-Year Est. Return
CAM
Centre Asset Management New York $389M AUM 7.61% 1-Year Est. Return
SF
Safeguard Financial Minocqua, Wisconsin $456M AUM 6.35% 1-Year Est. Return
EPDL
El Puerto de Liverpool Cuajimalpa, Ciudad De Mexico, Mexico $385M AUM 20.62% 1-Year Est. Return
CWC
Carolinas Wealth Consulting Charlotte, North Carolina $465M AUM 8.53% 1-Year Est. Return
CF
Corrigan Financial Middletown, Rhode Island $485M AUM 4.29% 1-Year Est. Return
MPW
Monterey Private Wealth Monterey, California $339M AUM 11.55% 1-Year Est. Return

Cutter & Co Brokerage's Q3 2016 Portfolio in Review

As of Q3 2016, Cutter & Co Brokerage held 279 positions worth $229M, down 2% from $234M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cutter & Co Brokerage's Q3 2016 filing shows 33 new, 76 increased, 99 reduced and 30 closed positions. Its largest new stake was First Trust Energy Income and Growth Fund: 83,126 shares worth $2.25M. The largest sale was H2O America, an estimated $1.91M.

By sector, the portfolio is most concentrated in Utilities at 19% of assets, down from 23% a quarter earlier, followed by Healthcare and Energy.

  • Cutter & Co Brokerage's largest Q3 2016 buy was First Trust Energy Income and Growth Fund: 83,126 shares worth $2.25M.
  • Cutter & Co Brokerage added most to Novo Nordisk in Q3 2016, an estimated $1.87M increase.
  • Cutter & Co Brokerage's biggest Q3 2016 reduction was H2O America, cutting an estimated $1.91M.
  • Cutter & Co Brokerage fully exited Kroger in Q3 2016, selling an estimated $1.14M.
  • Cutter & Co Brokerage's ten largest holdings make up 26% of its $229M portfolio in Q3 2016.
  • Cutter & Co Brokerage opened 33 new positions and closed 30 in Q3 2016.
  • Cutter & Co Brokerage's portfolio value fell 2% quarter-over-quarter to $229M.

Based on Cutter & Co Brokerage's 13F filing for Q3 2016, filed 31 Oct 2016.