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CCB

Cutter & Co Brokerage Portfolio holdings

AUM $423M
1-Year Est. Return 15.02%
This Fund
S&P 500
This Quarter Est. Return
+1.01%
1 Year Est. Return
+15.02%
3 Year Est. Return
+40.36%
5 Year Est. Return
+171.67%
10 Year Est. Return
+252.8%
AUM
$229M
AUM Growth
-$4.77M
Cap. Flow
-$3.92M
Cap. Flow %
-1.71%
Top 10 Hldgs %
26.43%
Holding
279
New
33
Increased
76
Reduced
99
Closed
30

Top Buys

Rank Stock Value
1
FEN
First Trust Energy Income and Growth Fund
FEN
+$2.13M
2
NVO
Novo Nordisk
NVO
+$1.87M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.85M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$1.07M
5
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$955K

Top Sells

Rank Stock Value
1
HTO
H2O America
HTO
+$1.91M
2
BMY icon
Bristol-Myers Squibb
BMY
+$1.24M
3
KR icon
Kroger
KR
+$1.14M
4
LCNB icon
LCNB Corp
LCNB
+$1.12M
5
VMI icon
Valmont Industries
VMI
+$1.03M

Sector Composition

Rank Sector Weight
1 Utilities 19.27%
2 Healthcare 11.8%
3 Energy 11.65%
4 Financials 7.51%
5 Industrials 7.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SANW
26
DELISTED
S&W Seed Co
SANW
$2.45M 1.07%
25,288
-149
-0.6% -$13.4K
DGAS
27
DELISTED
Delta Natural Gas Co Inc
DGAS
$2.44M 1.07%
102,504
+522
+0.5% +$13.3K
AWR icon
28
American States Water
AWR
$3.36B
$2.33M 1.01%
58,054
-362
-0.6% -$15K
FMC icon
29
FMC
FMC
$1.34B
$2.31M 1.01%
55,173
-1,520
-3% -$62.6K
FEN
30
DELISTED
First Trust Energy Income and Growth Fund
FEN
$2.25M 0.98%
+83,126
New +$2.13M
MSEX icon
31
Middlesex Water
MSEX
$1.08B
$2.22M 0.97%
62,884
-15,547
-20% -$587K
ENBL
32
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$2.06M 0.9%
135,281
+403
+0.3% +$5.68K
GILD icon
33
Gilead Sciences
GILD
$162B
$1.94M 0.84%
24,455
+660
+3% +$53.6K
PFE icon
34
Pfizer
PFE
$143B
$1.93M 0.84%
60,074
-234
-0.4% -$7.82K
RGCO icon
35
RGC Resources
RGCO
$223M
$1.9M 0.83%
119,999
-4,332
-3% -$69.9K
MO icon
36
Altria Group
MO
$114B
$1.87M 0.82%
29,585
+340
+1% +$22.6K
CNP icon
37
CenterPoint Energy
CNP
$27.7B
$1.85M 0.81%
79,866
-3,986
-5% -$93K
TYG
38
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.84M 0.8%
+14,941
New +$1.85M
T icon
39
AT&T
T
$159B
$1.81M 0.79%
58,869
+12,581
+27% +$398K
VZ icon
40
Verizon
VZ
$195B
$1.78M 0.78%
34,212
+8,136
+31% +$437K
WFC.PRL icon
41
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.71B
$1.77M 0.77%
1,349
+32
+2% +$42.9K
SNN icon
42
Smith & Nephew
SNN
$13.3B
$1.72M 0.75%
52,570
+18,560
+55% +$622K
CUB
43
DELISTED
Cubic Corporation
CUB
$1.7M 0.74%
36,371
-9,355
-20% -$415K
MOS icon
44
The Mosaic Company
MOS
$7.03B
$1.7M 0.74%
69,595
-12,166
-15% -$332K
UNP icon
45
Union Pacific
UNP
$174B
$1.69M 0.74%
17,309
+3
+0% +$281
CPK icon
46
Chesapeake Utilities
CPK
$3.19B
$1.57M 0.68%
25,718
-947
-4% -$60.8K
BAC.PRL icon
47
Bank of America Series L
BAC.PRL
$3.97B
$1.5M 0.65%
1,230
+106
+9% +$130K
SRE icon
48
Sempra
SRE
$57.9B
$1.5M 0.65%
27,890
-1,340
-5% -$72.9K
BABA icon
49
Alibaba
BABA
$293B
$1.48M 0.65%
14,000
– –
CPN
50
DELISTED
Calpine Corporation
CPN
$1.47M 0.64%
116,115
-550
-0.5% -$7.41K
1
2
3 4 5

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RRCM
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CAM
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SF
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EPDL
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CWC
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CF
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MPW
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Cutter & Co Brokerage's Q3 2016 Portfolio in Review

As of Q3 2016, Cutter & Co Brokerage held 279 positions worth $229M, down 2% from $234M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cutter & Co Brokerage's Q3 2016 filing shows 33 new, 76 increased, 99 reduced and 30 closed positions. Its largest new stake was First Trust Energy Income and Growth Fund: 83,126 shares worth $2.25M. The largest sale was H2O America, an estimated $1.91M.

By sector, the portfolio is most concentrated in Utilities at 19% of assets, down from 23% a quarter earlier, followed by Healthcare and Energy.

  • Cutter & Co Brokerage's largest Q3 2016 buy was First Trust Energy Income and Growth Fund: 83,126 shares worth $2.25M.
  • Cutter & Co Brokerage added most to Novo Nordisk in Q3 2016, an estimated $1.87M increase.
  • Cutter & Co Brokerage's biggest Q3 2016 reduction was H2O America, cutting an estimated $1.91M.
  • Cutter & Co Brokerage fully exited Kroger in Q3 2016, selling an estimated $1.14M.
  • Cutter & Co Brokerage's ten largest holdings make up 26% of its $229M portfolio in Q3 2016.
  • Cutter & Co Brokerage opened 33 new positions and closed 30 in Q3 2016.
  • Cutter & Co Brokerage's portfolio value fell 2% quarter-over-quarter to $229M.

Based on Cutter & Co Brokerage's 13F filing for Q3 2016, filed 31 Oct 2016.