CAS

CTC Alternative Strategies Portfolio holdings

AUM $114M
1-Year Return 16.14%
This Quarter Return
+6.32%
1 Year Return
+16.14%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$58.4M
AUM Growth
-$109M
Cap. Flow
-$109M
Cap. Flow %
-187.32%
Top 10 Hldgs %
71.73%
Holding
235
New
46
Increased
2
Reduced
27
Closed
149

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$21.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
$3.87M
3
AAPL icon
Apple
AAPL
$1.82M
4
DIS icon
Walt Disney
DIS
$1.02M
5
EWW icon
iShares MSCI Mexico ETF
EWW
$543K

Top Sells

1
PFE icon
Pfizer
PFE
$56.1M
2
ZTS icon
Zoetis
ZTS
$17M
3
XOM icon
Exxon Mobil
XOM
$3.34M
4
IBM icon
IBM
IBM
$2.12M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$2.06M

Sector Composition

1 Technology 7.96%
2 Materials 6.58%
3 Financials 4.92%
4 Communication Services 3.14%
5 Real Estate 2.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PKD
76
DELISTED
Parker Drilling Company
PKD
$65K 0.1%
+760
New +$65K
SNV icon
77
Synovus
SNV
$7.23B
$61.7K 0.09%
2,671
-315
-11% -$7.28K
ANV
78
DELISTED
ALLIED NEVADA GOLD CORP
ANV
$60K 0.09%
+14,363
New +$60K
USA icon
79
Liberty All-Star Equity Fund
USA
$1.95B
$55.4K 0.08%
10,244
-2,873
-22% -$15.5K
VLYWW
80
DELISTED
Valley National Bancorp Warrants (expiring November 14, 2018)
VLYWW
$50.2K 0.08%
76,000
-100
-0.1% -$66
GST
81
DELISTED
Gastar Exploration Inc.
GST
$43.8K 0.07%
11,100
-12,000
-52% -$47.4K
TRX icon
82
TRX Gold Corp
TRX
$114M
$33K 0.05%
+13,061
New +$33K
GSS
83
DELISTED
Golden Star Resources Ltd.
GSS
$33K 0.05%
16,502
-5,158
-24% -$10.3K
VGZ icon
84
Vista Gold
VGZ
$168M
$6.34K 0.01%
13,760
-5,540
-29% -$2.55K
LGF
85
DELISTED
Lions Gate Entertainment
LGF
– –
-11,200
Closed -$308K
HNR
86
DELISTED
Harvest Natural Resources
HNR
– –
-2,950
Closed -$36.6K
MHFI
87
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-4,100
Closed -$218K
GMCR
88
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-3,800
Closed -$286K
STRI
89
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-4,433
Closed -$30.2K
HNSN
90
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-1,680
Closed -$24.1K
CTRX
91
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-9,800
Closed -$478K
ZGNX
92
DELISTED
Zogenix, Inc.
ZGNX
– –
-3,303
Closed -$45.2K
LO
93
DELISTED
LORILLARD INC COM STK
LO
– –
-6,800
Closed -$297K
PCYC
94
DELISTED
PHARMACYCLICS INC
PCYC
– –
-7,600
Closed -$604K
CBST
95
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-8,500
Closed -$410K
COLE
96
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
– –
-180,000
Closed -$2.06M
OCZ
97
DELISTED
OCZ TECHNOLOGY GROUP INC COM STK NEW (DE)
OCZ
– –
-28,200
Closed -$40.9K
CTIC
98
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-10,730
Closed -$113K
CA
99
DELISTED
CA, Inc.
CA
– –
-7,200
Closed -$206K
PDLI
100
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-12,000
Closed -$92.6K
2 3
4
5 6