CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$21.4M
4
PCG icon
PG&E
PCG
+$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$44.5M
2
IAC icon
IAC Inc
IAC
+$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$6.7M
4
RTX icon
RTX Corp
RTX
+$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
+$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GBL
201
DELISTED
GAMCO Investors, Inc.
GBL
$217K 0.01%
16,280
– –
KPTI icon
202
Karyopharm Therapeutics
KPTI
$54.2M
$203K 0.01%
+715
New +$203K
HPE icon
203
Hewlett Packard
HPE
$31B
$203K 0.01%
20,865
-5,000
-19% -$48.6K
KTB icon
204
Kontoor Brands
KTB
$4.44B
$197K 0.01%
11,100
-2,000
-15% -$35.5K
APTO
205
DELISTED
Aptose Biosciences, Inc.
APTO
$197K 0.01%
69
+21
+44% +$60K
HTZ
206
DELISTED
Hertz Global Holdings, Inc.
HTZ
$196K 0.01%
+138,700
New +$196K
DPHCW
207
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$196K 0.01%
111,592
-378
-0.3% -$664
NLY icon
208
Annaly Capital Management
NLY
$14.2B
$190K 0.01%
+7,225
New +$190K
GOEVW
209
DELISTED
Canoo Inc. Warrant
GOEVW
$190K 0.01%
172,850
+62,000
+56% +$68.2K
ASB icon
210
Associated Banc-Corp
ASB
$4.4B
$189K 0.01%
13,787
– –
WIW
211
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$545M
$184K 0.01%
16,780
+61
+0.4% +$669
DELL icon
212
Dell
DELL
$83.2B
$179K 0.01%
6,416
-3,749
-37% -$105K
TCOM icon
213
Trip.com Group
TCOM
$47.7B
$179K 0.01%
6,919
+500
+8% +$12.9K
MFA
214
MFA Financial
MFA
$1.06B
$174K 0.01%
+17,500
New +$174K
MREO
215
Mereo BioPharma
MREO
$285M
$168K 0.01%
54,773
-20,000
-27% -$61.3K
ALLK
216
DELISTED
Allakos
ALLK
$165K 0.01%
2,300
-3,385
-60% -$243K
RMG.WS
217
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$165K 0.01%
168,597
+40,900
+32% +$40K
KALA icon
218
KALA BIO
KALA
$102M
$161K 0.01%
307
-298
-49% -$156K
DSU icon
219
BlackRock Debt Strategies Fund
DSU
$590M
$159K 0.01%
17,006
-10,654
-39% -$99.6K
RIDE
220
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$152K 0.01%
985
+94
+11% +$14.5K
MCD icon
221
McDonald's
MCD
$223B
$148K 0.01%
800
– –
EGIF
222
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$148K 0.01%
+10,990
New +$148K
CHNG
223
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$147K 0.01%
13,148
-195
-1% -$2.18K
AOD
224
abrdn Total Dynamic Dividend Fund
AOD
$969M
$144K 0.01%
18,718
-5,040
-21% -$38.8K
BBBY
225
Bed Bath & Beyond, Inc.
BBBY
$595M
$144K 0.01%
+5,082
New +$144K
7 8
9
10 11