CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$21.4M
4
PCG icon
PG&E
PCG
$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$44.5M
2
IAC icon
IAC Inc
IAC
$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.7M
4
RTX icon
RTX Corp
RTX
$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EMD
151
Western Asset Emerging Markets Debt Fund
EMD
$607M
$427K 0.02%
34,650
+630
+2% +$7.76K
IHRT icon
152
iHeartMedia
IHRT
$315M
$417K 0.02%
49,976
-44,228
-47% -$369K
JRI icon
153
Nuveen Real Asset Income & Growth Fund
JRI
$373M
$417K 0.02%
35,743
-522
-1% -$6.09K
VRS
154
DELISTED
Verso Corporation
VRS
$409K 0.02%
34,200
-1,133
-3% -$13.6K
EBAY icon
155
eBay
EBAY
$42.3B
$398K 0.02%
7,600
-15,700
-67% -$822K
KF
156
Korea Fund
KF
$116M
$397K 0.02%
15,359
-1,288
-8% -$33.3K
ETRN
157
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$391K 0.02%
+47,054
New +$391K
LSCC icon
158
Lattice Semiconductor
LSCC
$9.05B
$389K 0.02%
13,700
– –
ZYME icon
159
Zymeworks
ZYME
$1.14B
$372K 0.02%
+10,302
New +$372K
ANH
160
DELISTED
Anworth Mortgage Asset Corporation
ANH
$372K 0.02%
218,609
+129,988
+147% +$221K
ILMN icon
161
Illumina
ILMN
$15.7B
$370K 0.02%
1,028
– –
CEFS icon
162
Saba Closed-End Funds ETF
CEFS
$315M
$354K 0.02%
20,150
– –
CARR icon
163
Carrier Global
CARR
$55.8B
$350K 0.02%
+15,754
New +$350K
LBTYA icon
164
Liberty Global Class A
LBTYA
$4.05B
$343K 0.02%
15,668
-2,288
-13% -$50.1K
JOF
165
Japan Smaller Capitalization Fund
JOF
$304M
$341K 0.02%
43,631
– –
GTX icon
166
Garrett Motion
GTX
$2.64B
$335K 0.02%
60,551
– –
BBL
167
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$330K 0.02%
8,041
-7,500
-48% -$308K
WTFC icon
168
Wintrust Financial
WTFC
$9.34B
$318K 0.02%
7,284
-3,700
-34% -$162K
FTF
169
Franklin Limited Duration Income Trust
FTF
$260M
$309K 0.02%
36,545
-2,307
-6% -$19.5K
OTIS icon
170
Otis Worldwide
OTIS
$34.1B
$308K 0.02%
+5,427
New +$308K
ESSCU
171
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$304K 0.02%
30,000
– –
UL icon
172
Unilever
UL
$158B
$302K 0.02%
+5,500
New +$302K
AIMT
173
DELISTED
Aimmune Therapeutics, Inc.
AIMT
$302K 0.02%
18,083
+7,400
+69% +$124K
AGD
174
abrdn Global Dynamic Dividend Fund
AGD
$302M
$299K 0.02%
33,470
– –
OTIC
175
DELISTED
Otonomy, Inc.
OTIC
$289K 0.02%
79,926
+3,966
+5% +$14.3K
5 6
7
8 9