CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$8.94M
5
PCG icon
PG&E
PCG
$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
$27.9M
3
CELG
Celgene Corp
CELG
$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JGH icon
151
Nuveen Global High Income Fund
JGH
$314M
$602K 0.03%
36,759
+239
+0.7% +$3.91K
CMA icon
152
Comerica
CMA
$8.85B
$592K 0.03%
8,249
– –
HOFV
153
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$588K 0.03%
3,583
+2,259
+171% +$371K
AMGN icon
154
Amgen
AMGN
$153B
$579K 0.03%
+2,400
New +$579K
AMD icon
155
Advanced Micro Devices
AMD
$245B
$573K 0.03%
12,500
-5,000
-29% -$229K
BPYU
156
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$568K 0.03%
30,794
-19,190
-38% -$354K
SOR
157
Source Capital
SOR
$367M
$565K 0.03%
14,594
– –
CRD.B icon
158
Crawford & Co Class B
CRD.B
$514M
$550K 0.03%
54,144
+3,509
+7% +$35.6K
DOW icon
159
Dow Inc
DOW
$17.4B
$548K 0.03%
10,009
– –
GCV
160
Gabelli Convertible and Income Securities Fund
GCV
$80.9M
$548K 0.03%
93,700
– –
TDF
161
Templeton Dragon Fund
TDF
$283M
$548K 0.03%
28,182
– –
WAB icon
162
Wabtec
WAB
$33B
$535K 0.03%
6,882
– –
CRNC icon
163
Cerence
CRNC
$399M
$532K 0.03%
+23,512
New +$532K
B
164
Barrick Mining Corporation
B
$48.5B
$527K 0.03%
28,301
– –
BELFA icon
165
Bel Fuse Class A
BELFA
$1.49B
$513K 0.03%
31,650
+4,866
+18% +$78.9K
ACAMU
166
DELISTED
Acamar Partners Acquisition Corp. Units
ACAMU
$508K 0.03%
49,900
– –
BGR icon
167
BlackRock Energy and Resources Trust
BGR
$352M
$493K 0.03%
41,467
– –
SBNY
168
DELISTED
Signature Bank
SBNY
$492K 0.03%
3,603
– –
NIO icon
169
NIO
NIO
$13.4B
$491K 0.03%
122,051
-34,900
-22% -$140K
MVC
170
DELISTED
MVC Capital, Inc.
MVC
$491K 0.03%
53,582
-200
-0.4% -$1.83K
EMD
171
Western Asset Emerging Markets Debt Fund
EMD
$607M
$485K 0.03%
34,020
– –
AMPY icon
172
Amplify Energy
AMPY
$155M
$484K 0.03%
73,232
-178,009
-71% -$1.18M
SCHL icon
173
Scholastic
SCHL
$654M
$475K 0.03%
12,363
– –
PARA
174
DELISTED
Paramount Global Class B
PARA
$473K 0.03%
11,271
+4,471
+66% +$188K
CHK
175
DELISTED
Chesapeake Energy Corporation
CHK
$471K 0.03%
2,852
+2,839
+21,838% +$469K
5 6
7
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