CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
-4.55%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$2.08B
AUM Growth
-$299M
Cap. Flow
-$930M
Cap. Flow %
-44.79%
Top 10 Hldgs %
27.72%
Holding
1,221
New
203
Increased
231
Reduced
181
Closed
275

Top Buys

1
NE icon
Noble Corp
NE
$25.8M
2
WBD icon
Warner Bros
WBD
$9.73M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
$8.12M
4
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$7.54M
5
CNDA
Concord Acquisition Corp II
CNDA
$7.38M

Top Sells

1
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$31.6M
2
T icon
AT&T
T
$28.6M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$22.6M
4
DISCA
Discovery, Inc. Series A Common Stock
DISCA
$22M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11M

Sector Composition

1 Financials 23.21%
2 Energy 5.28%
3 Healthcare 1.97%
4 Technology 1.92%
5 Industrials 1.82%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGII.WS
951
DELISTED
Virgin Group Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one Class
VGII.WS
– –
-119,975
Closed -$46K
DCUE
952
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-29,754
Closed -$3.03M
APSG.WS
953
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
– –
-80,095
Closed -$110K
LUB
954
DELISTED
Luby's Inc.
LUB
– –
-80,577
Closed -$184K
OCDX
955
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
– –
-17,022
Closed -$318K
MIME
956
DELISTED
Mimecast Limited
MIME
– –
-1,483
Closed -$118K
AVTR.PRA
957
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-9,353
Closed -$967K
XENT
958
DELISTED
Intersect ENT, Inc
XENT
– –
-38,524
Closed -$1.08M
ESBK
959
DELISTED
Elmira Savings Bank Elmira NY
ESBK
– –
-57,328
Closed -$1.31M
EPAY
960
DELISTED
Bottomline Technologies Inc
EPAY
– –
-28,900
Closed -$1.64M
JOBS
961
DELISTED
51job, Inc.
JOBS
– –
-3,000
Closed -$176K
ECOL
962
DELISTED
US Ecology, Inc.
ECOL
– –
0
– –
ECOLW
963
DELISTED
US Ecology, Inc. Warrant
ECOLW
– –
-44,077
Closed -$194K
DHR.PRA
964
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-1,769
Closed -$3.46M
STXB
965
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
– –
-103,868
Closed -$2.73M
DISCK
966
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-141,854
Closed -$3.54M
HMHC
967
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-50,500
Closed -$1.06M
TLMDW
968
DELISTED
SOC Telemed, Inc. Warrants
TLMDW
– –
-92,901
Closed -$75K
FLOW
969
DELISTED
SPX FLOW, Inc.
FLOW
– –
0
– –
PBCT
970
DELISTED
People's United Financial Inc
PBCT
– –
-53,844
Closed -$1.08M
VNE
971
DELISTED
Veoneer, Inc.
VNE
– –
-226,621
Closed -$8.37M
GFED
972
DELISTED
Guaranty Federal Bancshares In
GFED
– –
-34,627
Closed -$1.09M
LEVL
973
DELISTED
Level One Bancorp, Inc. Common Stock
LEVL
– –
-11,389
Closed -$455K
WTRU
974
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-514,387
Closed -$31.6M
DISCA
975
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-881,066
Closed -$22M
37 38
39
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