CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+9.03%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.66B
AUM Growth
+$324M
Cap. Flow
-$692M
Cap. Flow %
-41.69%
Top 10 Hldgs %
30.52%
Holding
839
New
198
Increased
95
Reduced
114
Closed
157

Top Buys

1
DD icon
DuPont de Nemours
DD
$50.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$19.3M
3
NGHC
National General Holdings Corp
NGHC
$16.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.3M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$101M
2
TSLA icon
Tesla
TSLA
$33.8M
3
PCG icon
PG&E
PCG
$29.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$13.6M

Sector Composition

1 Materials 3.81%
2 Industrials 3.71%
3 Consumer Discretionary 3.41%
4 Financials 3.22%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFNX
576
DELISTED
Pfenex Inc.
PFNX
– –
-26,121
Closed -$333K
DLPH
577
DELISTED
Delphi Technologies PLC Ordinary Shares
DLPH
– –
-54,538
Closed -$911K
INWK
578
DELISTED
InnerWorkings, Inc.
INWK
– –
-25,000
Closed -$75K
MNTA
579
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
-94,521
Closed -$4.96M
ZGNX
580
DELISTED
Zogenix, Inc.
ZGNX
– –
-25,149
Closed -$451K
MOBL
581
DELISTED
MobileIron, Inc.
MOBL
– –
-25,400
Closed -$178K
AAWW
582
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
0
– –
WLL
583
DELISTED
Whiting Petroleum Corporation
WLL
– –
-10,145
Closed -$175K
UN
584
DELISTED
Unilever NV New York Registry Shares
UN
– –
-33,144
Closed -$2M
BHVN
585
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
0
– –
OPP.RT
586
DELISTED
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Rights (expiring October 1, 2020)
OPP.RT
– –
-57,480
Closed –
BMRN icon
587
BioMarin Pharmaceuticals
BMRN
$11.1B
– –
0
– –
BNTX icon
588
BioNTech
BNTX
$27B
– –
-10,227
Closed -$708K
CACC icon
589
Credit Acceptance
CACC
$5.87B
– –
-500
Closed -$169K
CARS icon
590
Cars.com
CARS
$835M
– –
-19,720
Closed -$159K
CAT icon
591
Caterpillar
CAT
$198B
– –
0
– –
CCI icon
592
Crown Castle
CCI
$41.9B
– –
-1,500
Closed -$250K
CCL icon
593
Carnival Corp
CCL
$42.8B
– –
0
– –
CELUW icon
594
Celularity Inc. Warrant
CELUW
$791K
– –
-13,245
Closed -$21K
CHDN icon
595
Churchill Downs
CHDN
$7.18B
– –
-4,200
Closed -$344K
CHTR icon
596
Charter Communications
CHTR
$35.7B
– –
0
– –
CNP icon
597
CenterPoint Energy
CNP
$24.7B
– –
0
– –
GB.WS
598
DELISTED
Global Blue Group Holding AG Warrants exercisable for one Ordinary Share of Global Blue Group Holding AG at a price of $11.50 per share
GB.WS
– –
-16,500
Closed -$11K
LSCC icon
599
Lattice Semiconductor
LSCC
$9.05B
– –
-13,700
Closed -$397K
RIG icon
600
Transocean
RIG
$2.9B
– –
0
– –
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24
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