CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+9.03%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.66B
AUM Growth
+$324M
Cap. Flow
-$692M
Cap. Flow %
-41.69%
Top 10 Hldgs %
30.52%
Holding
839
New
198
Increased
95
Reduced
114
Closed
157

Top Buys

1
DD icon
DuPont de Nemours
DD
$50.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$19.3M
3
NGHC
National General Holdings Corp
NGHC
$16.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.3M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$101M
2
TSLA icon
Tesla
TSLA
$33.8M
3
PCG icon
PG&E
PCG
$29.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$13.6M

Sector Composition

1 Materials 3.81%
2 Industrials 3.71%
3 Consumer Discretionary 3.41%
4 Financials 3.22%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AIZP
551
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
– –
-27,202
Closed -$3.21M
CFIIU
552
DELISTED
CF Finance Acquisition Corp. II Unit
CFIIU
– –
-35,091
Closed -$351K
LGVW.U
553
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– –
-23,140
Closed -$235K
SRE.PRA
554
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-145,344
Closed -$14.4M
AIG.WS
555
DELISTED
American International Group, Inc.
AIG.WS
– –
-10,808
Closed -$2K
WPX
556
DELISTED
WPX Energy, Inc.
WPX
– –
0
– –
LOAK.WS
557
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
– –
-37,051
Closed -$36K
DMYT.WS
558
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
– –
-12,388
Closed -$37K
RMG.WS
559
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-102,953
Closed -$220K
TCO
560
DELISTED
Taubman Centers Inc.
TCO
– –
0
– –
MVC
561
DELISTED
MVC Capital, Inc.
MVC
– –
-78,879
Closed -$616K
TRNE.WS
562
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
– –
-12,500
Closed -$33K
HUD
563
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-53,162
Closed -$404K
LGC.WS
564
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-22,400
Closed -$12K
TLI
565
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-62,235
Closed -$576K
CFFAW
566
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-27,910
Closed -$27K
NFINW
567
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-46,077
Closed -$60K
ADSW
568
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-133,478
Closed -$4.04M
HTZ
569
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
– –
IMMU
570
DELISTED
Immunomedics Inc
IMMU
– –
-3,000
Closed -$255K
TRQ
571
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-3,760
Closed -$32K
AIMT
572
DELISTED
Aimmune Therapeutics, Inc.
AIMT
– –
-15,300
Closed -$528K
ONDK
573
DELISTED
On Deck Capital, Inc.
ONDK
– –
-32,600
Closed -$52K
DNI
574
DELISTED
Dividend and Income Fund
DNI
– –
-108,980
Closed -$992K
NBL
575
DELISTED
Noble Energy, Inc.
NBL
– –
-13,871
Closed -$119K
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