CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+9.03%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.66B
AUM Growth
+$324M
Cap. Flow
-$692M
Cap. Flow %
-41.69%
Top 10 Hldgs %
30.52%
Holding
839
New
198
Increased
95
Reduced
114
Closed
157

Top Buys

1
DD icon
DuPont de Nemours
DD
$50.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$19.3M
3
NGHC
National General Holdings Corp
NGHC
$16.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.3M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$15.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$101M
2
TSLA icon
Tesla
TSLA
$33.8M
3
PCG icon
PG&E
PCG
$29.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$13.6M

Sector Composition

1 Materials 3.81%
2 Industrials 3.71%
3 Consumer Discretionary 3.41%
4 Financials 3.22%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPSR.U
526
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
– –
-61,149
Closed -$624K
DRNA
527
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-10,200
Closed -$183K
XLRN
528
DELISTED
Acceleron Pharma Inc.
XLRN
– –
-3,000
Closed -$338K
GSAH.WS
529
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
– –
-24,392
Closed -$52K
FUSE.U
530
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-18,887
Closed -$194K
QTS.PRB
531
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-95,721
Closed -$13.6M
RTP.U
532
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
– –
-42,500
Closed -$488K
BPYU
533
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-50,057
Closed -$613K
FGNA.U
534
DELISTED
FG New America Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FGNA.U
– –
-15,000
Closed -$150K
CNST
535
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-12,642
Closed -$256K
ALUS.WS
536
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
– –
-15,100
Closed -$10K
SPE.PRB
537
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
– –
-64,966
Closed -$1.64M
CLII.U
538
DELISTED
Climate Change Crisis Real Impact I Acquisition Corporation Units, each consisting of one share of C
CLII.U
– –
-35,000
Closed -$352K
FIIIU
539
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-44,017
Closed -$460K
FAII.U
540
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-48,022
Closed -$494K
THBRW
541
DELISTED
Thunder Bridge Acquisition II, Ltd. Warrants
THBRW
– –
-33,163
Closed -$45K
CAPAU
542
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
– –
-10,000
Closed -$101K
THBR
543
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-14,643
Closed -$149K
GIK.WS
544
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
– –
-17,400
Closed -$11K
NGA.U
545
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
– –
-12,773
Closed -$128K
VSPRU
546
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
– –
-100,000
Closed -$1.03M
DMYD.U
547
DELISTED
dMY Technology Group, Inc. II Units, each consisting of one share of Class A common stock and one-th
DMYD.U
– –
-78,765
Closed -$806K
SJIU
548
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-25,113
Closed -$835K
RPLA.WS
549
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
-16,926
Closed -$16K
BFT.U
550
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-240,208
Closed -$2.45M
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