CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+9.03%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.66B
AUM Growth
+$324M
Cap. Flow
-$692M
Cap. Flow %
-41.69%
Top 10 Hldgs %
30.52%
Holding
839
New
198
Increased
95
Reduced
114
Closed
157

Top Buys

1
DD icon
DuPont de Nemours
DD
+$50.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$19.3M
3
NGHC
National General Holdings Corp
NGHC
+$16.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.3M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$15.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$101M
2
TSLA icon
Tesla
TSLA
+$33.8M
3
PCG icon
PG&E
PCG
+$29.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$14.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$13.6M

Sector Composition

1 Materials 3.81%
2 Industrials 3.71%
3 Consumer Discretionary 3.41%
4 Financials 3.22%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FTCH
501
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
0
– –
SGEN
502
DELISTED
Seagen Inc. Common Stock
SGEN
– –
0
– –
CANO
503
DELISTED
Cano Health, Inc.
CANO
– –
-335
Closed -$349K
SVVC
504
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-34,794
Closed -$144K
APTO
505
DELISTED
Aptose Biosciences, Inc.
APTO
– –
-94
Closed -$254K
JNCE
506
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-29,000
Closed -$237K
GLS
507
DELISTED
Gelesis Holdings, Inc.
GLS
– –
-17,964
Closed -$177K
ELAT
508
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-105,932
Closed -$4.74M
TWND.U
509
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
– –
-216,199
Closed -$2.17M
LOTZ
510
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-30,738
Closed -$314K
LOTZW
511
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-125,593
Closed -$138K
ZEN
512
DELISTED
ZENDESK INC
ZEN
– –
-7,445
Closed -$766K
CCXI
513
DELISTED
ChemoCentryx, Inc.
CCXI
– –
-5,893
Closed -$323K
GBT
514
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
0
– –
CHNG
515
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
-709
Closed -$10K
FST.U
516
DELISTED
FAST Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
FST.U
– –
-125,862
Closed -$1.26M
GOAC.WS
517
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
– –
-76,667
Closed -$84K
ELMS
518
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
– –
-115,754
Closed -$1.15M
DCUE
519
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-123,726
Closed -$12.6M
AFI
520
DELISTED
Armstrong Flooring, Inc.
AFI
– –
-10,496
Closed -$36K
DHR.PRA
521
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-68,118
Closed -$101M
ARNA
522
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
0
– –
BTAQU
523
DELISTED
Burgundy Technology Acquisition Corporation Unit
BTAQU
– –
-80,743
Closed -$804K
CCAC.WS
524
DELISTED
CITIC Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary sh
CCAC.WS
– –
-20,481
Closed -$26K
CPSR.WS
525
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-12,000
Closed -$10K
19 20
21
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