CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$8.94M
5
PCG icon
PG&E
PCG
$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
$27.9M
3
CELG
Celgene Corp
CELG
$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XBI icon
501
SPDR S&P Biotech ETF
XBI
$5.39B
– –
0
– –
XLE icon
502
Energy Select Sector SPDR Fund
XLE
$26.7B
– –
0
– –
Z icon
503
Zillow
Z
$21.3B
– –
-1,510
Closed -$45K
ZION icon
504
Zions Bancorporation
ZION
$8.34B
– –
0
– –
ZWS icon
505
Zurn Elkay Water Solutions
ZWS
$7.71B
– –
0
– –
FLG.PRU
506
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
– –
-72,006
Closed -$3.62M
BFIIW
507
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$0 ﹤0.01%
100
– –
RPT
508
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
0
– –
ID
509
DELISTED
PARTS iD, Inc.
ID
– –
-122
Closed -$1K
VMW
510
DELISTED
VMware, Inc
VMW
– –
0
– –
TWNK
511
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-8,400
Closed -$117K
SPPI
512
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
0
– –
APTO
513
DELISTED
Aptose Biosciences, Inc.
APTO
– –
0
– –
AIMC
514
DELISTED
Altra Industrial Motion Corp.
AIMC
– –
-44,326
Closed -$1.23M
CLVS
515
DELISTED
Clovis Oncology, Inc.
CLVS
– –
0
– –
ZEN
516
DELISTED
ZENDESK INC
ZEN
– –
0
– –
ZVO
517
DELISTED
Zovio Inc. Common Stock
ZVO
– –
-19,911
Closed -$39K
TWTR
518
DELISTED
Twitter, Inc.
TWTR
– –
-2,100
Closed -$87K
CHNG
519
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
MNDT
520
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
0
– –
SAIL
521
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-43,000
Closed -$804K
RDS.A
522
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-11,011
Closed -$648K
SOGO
523
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
– –
0
– –
PFPT
524
DELISTED
Proofpoint, Inc.
PFPT
– –
-23,910
Closed -$3.09M
CNST
525
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
0
– –
18 19 20
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