CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+9.03%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.66B
AUM Growth
+$324M
Cap. Flow
-$692M
Cap. Flow %
-41.69%
Top 10 Hldgs %
30.52%
Holding
839
New
198
Increased
95
Reduced
114
Closed
157

Top Buys

1
DD icon
DuPont de Nemours
DD
+$50.2M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$19.3M
3
NGHC
National General Holdings Corp
NGHC
+$16.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$15.3M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$15.1M

Top Sells

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$101M
2
TSLA icon
Tesla
TSLA
+$33.8M
3
PCG icon
PG&E
PCG
+$29.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$14.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$13.6M

Sector Composition

1 Materials 3.81%
2 Industrials 3.71%
3 Consumer Discretionary 3.41%
4 Financials 3.22%
5 Healthcare 2.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
YAC.WS
451
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$32K ﹤0.01%
22,763
-30,137
-57% -$42.4K
ANH
452
DELISTED
Anworth Mortgage Asset Corporation
ANH
$31K ﹤0.01%
11,509
– –
JWS.WS
453
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$29K ﹤0.01%
10,854
-21,309
-66% -$56.9K
DS
454
DELISTED
Drive Shack Inc.
DS
$25K ﹤0.01%
10,549
– –
MCD icon
455
McDonald's
MCD
$223B
$21K ﹤0.01%
100
-300
-75% -$63K
DSKEW
456
DELISTED
Daseke, Inc. Warrant
DSKEW
$21K ﹤0.01%
57,384
+21,858
+62% +$8K
LACQW
457
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$19K ﹤0.01%
24,000
-49,513
-67% -$39.2K
PHUNW
458
DELISTED
Phunware, Inc. Warrants
PHUNW
$18K ﹤0.01%
27,011
-13,000
-32% -$8.66K
KLR.WS
459
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$18K ﹤0.01%
20,000
– –
LGHLW
460
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
$14K ﹤0.01%
160,000
– –
AHT
461
Ashford Hospitality Trust
AHT
$37.9M
$13K ﹤0.01%
50
-20
-29% -$5.2K
NSH.WS
462
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$13K ﹤0.01%
+10,089
New +$13K
TCON
463
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$12K ﹤0.01%
+50
New +$12K
ACOR
464
DELISTED
Acorda Therapeutics, Inc.
ACOR
$8K ﹤0.01%
94
– –
SFL icon
465
SFL Corp
SFL
$1.1B
– –
0
– –
SGMO icon
466
Sangamo Therapeutics
SGMO
$157M
– –
0
– –
SNAP icon
467
Snap
SNAP
$12.3B
– –
-53,772
Closed -$1.4M
SPHR icon
468
Sphere Entertainment
SPHR
$1.96B
– –
-8,658
Closed -$594K
SPY icon
469
SPDR S&P 500 ETF Trust
SPY
$663B
– –
-4,300
Closed -$1.44M
SRE icon
470
Sempra
SRE
$51.8B
– –
0
– –
TALKW icon
471
Talkspace, Inc. Warrant
TALKW
$2.52M
– –
-26,880
Closed -$32K
TDF
472
Templeton Dragon Fund
TDF
$285M
– –
-12,440
Closed -$273K
TDOC icon
473
Teladoc Health
TDOC
$1.38B
– –
0
– –
TER icon
474
Teradyne
TER
$18.3B
– –
-213
Closed -$17K
TEX icon
475
Terex
TEX
$3.46B
– –
0
– –
17 18
19
20 21