CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$8.94M
5
PCG icon
PG&E
PCG
$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
$27.9M
3
CELG
Celgene Corp
CELG
$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARQL
376
DELISTED
Arqule Inc
ARQL
– –
0
– –
AVP
377
DELISTED
Avon Products, Inc.
AVP
– –
-152,500
Closed -$671K
SMTA
378
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
– –
-20,790
Closed -$175K
ONCE
379
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-1,000
Closed -$97K
STI
380
DELISTED
SunTrust Banks, Inc.
STI
– –
-48,701
Closed -$3.35M
VIAB
381
DELISTED
Viacom Inc. Class B
VIAB
– –
-10,500
Closed -$252K
DNBF
382
DELISTED
DNB Financial Corp
DNBF
– –
-6,804
Closed -$303K
GIG.WS
383
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
– –
-20,000
Closed -$14K
GIG.RT
384
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
– –
-6,100
Closed -$63K
GHDX
385
DELISTED
Genomic Health, Inc.
GHDX
– –
-40,681
Closed -$2.76M
NRCG.WS
386
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-94,950
Closed -$223K
ALDR
387
DELISTED
Alder Biopharmaceuticals, Inc.
ALDR
– –
-10,000
Closed -$189K
DMTKW
388
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-19,940
Closed -$2K
CBLK
389
DELISTED
Carbon Black, Inc. Common Stock
CBLK
– –
-30,000
Closed -$780K
VSM
390
DELISTED
Versum Materials, Inc.
VSM
– –
-15,000
Closed -$794K
AABA
391
DELISTED
Altaba Inc. Common Stock
AABA
– –
-1,432,192
Closed -$27.9M
ARE.PRD
392
DELISTED
Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock
ARE.PRD
– –
-58,117
Closed -$2.25M
DTV
393
DELISTED
DTE Energy Company 2016 Corporate Units
DTV
– –
-1,061,345
Closed -$61.4M
HZNP
394
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
0
– –
WPG
395
DELISTED
Washington Prime Group Inc.
WPG
– –
-4,859
Closed -$181K
KEM
396
DELISTED
KEMET Corporation
KEM
– –
0
– –
VIA
397
DELISTED
Viacom Inc. Class A
VIA
– –
-1,498
Closed -$39K
UN
398
DELISTED
Unilever NV New York Registry Shares
UN
– –
-4,016
Closed -$241K
CELG
399
DELISTED
Celgene Corp
CELG
– –
-126,754
Closed -$12.6M
NEE.PRO
400
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
– –
-86,576
Closed -$4.35M
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