CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+4.08%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.33B
AUM Growth
+$139M
Cap. Flow
-$561M
Cap. Flow %
-42.03%
Top 10 Hldgs %
34.62%
Holding
711
New
198
Increased
80
Reduced
65
Closed
84

Top Buys

1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$66.1M
2
TSLA icon
Tesla
TSLA
+$30.5M
3
PCGU
PG&E Corporation
PCGU
+$29.9M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$13.5M
5
CZR icon
Caesars Entertainment
CZR
+$9.47M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$78.2M
2
CZR
Caesars Entertainment Corporation
CZR
+$15.4M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.1M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.87M
5
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$7.4M

Sector Composition

1 Consumer Discretionary 4.53%
2 Industrials 3.52%
3 Utilities 3%
4 Healthcare 2.78%
5 Technology 2.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
INWK
351
DELISTED
InnerWorkings, Inc.
INWK
$75K ﹤0.01%
+25,000
New +$75K
MNTSW icon
352
Momentus Inc. Warrant
MNTSW
$288
$74K ﹤0.01%
64,400
+10,700
+20% +$12.3K
SCKT icon
353
Socket Mobile
SCKT
$8.04M
$71K ﹤0.01%
55,858
– –
JWS.WS
354
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$68K ﹤0.01%
+32,163
New +$68K
IRR
355
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$68K ﹤0.01%
28,031
– –
CCX.WS
356
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$67K ﹤0.01%
+30,696
New +$67K
ALT icon
357
Altimmune
ALT
$325M
$66K ﹤0.01%
+5,000
New +$66K
BCX icon
358
BlackRock Resources & Commodities Strategy Trust
BCX
$775M
$65K ﹤0.01%
10,892
+53
+0.5% +$316
SRTAW
359
Strata Critical Medical, Inc. Warrants
SRTAW
$2.18M
$63K ﹤0.01%
51,493
+993
+2% +$1.22K
FUND
360
Sprott Focus Trust
FUND
$248M
$63K ﹤0.01%
10,518
+179
+2% +$1.07K
YAC.WS
361
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$60K ﹤0.01%
+52,900
New +$60K
NFINW
362
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$60K ﹤0.01%
46,077
-4,223
-8% -$5.5K
AXL icon
363
American Axle
AXL
$718M
$58K ﹤0.01%
+10,000
New +$58K
GECC icon
364
Great Elm Capital Corp
GECC
$146M
$57K ﹤0.01%
+2,834
New +$57K
MAPSW icon
365
WM Technology, Inc. Warrants
MAPSW
$2.22M
$56K ﹤0.01%
91,040
– –
CNDT icon
366
Conduent
CNDT
$458M
$52K ﹤0.01%
16,240
– –
GSAH.WS
367
DELISTED
GS Acquisition Holdings Corp II Redeemable Warrants, each whole warrant exercisable for one share of
GSAH.WS
$52K ﹤0.01%
+24,392
New +$52K
ONDK
368
DELISTED
On Deck Capital, Inc.
ONDK
$52K ﹤0.01%
+32,600
New +$52K
ADNWW
369
Advent Technologies Holdings Warrant
ADNWW
$8.53K
$51K ﹤0.01%
74,500
+53,750
+259% +$36.8K
APTX
370
DELISTED
Aptinyx Inc. Common Stock
APTX
$51K ﹤0.01%
+15,100
New +$51K
SOLOW
371
DELISTED
Electrameccanica Vehicles Corp. Ltd. Warrants
SOLOW
$49K ﹤0.01%
40,532
+30,486
+303% +$36.9K
OCUL icon
372
Ocular Therapeutix
OCUL
$2.22B
$48K ﹤0.01%
6,277
-2,159
-26% -$16.5K
VIR icon
373
Vir Biotechnology
VIR
$727M
$47K ﹤0.01%
+1,364
New +$47K
OPK icon
374
Opko Health
OPK
$1.14B
$46K ﹤0.01%
12,500
-2,500
-17% -$9.2K
DHT icon
375
DHT Holdings
DHT
$1.99B
$45K ﹤0.01%
+8,805
New +$45K
13 14
15
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