CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$8.94M
5
PCG icon
PG&E
PCG
$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
$27.9M
3
CELG
Celgene Corp
CELG
$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KLR.WS
351
DELISTED
Kaleyra, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exercise price of $40.25 per share
KLR.WS
$18K ﹤0.01%
+20,000
New +$18K
CVEO icon
352
Civeo
CVEO
$294M
$15K ﹤0.01%
977
– –
BDRX
353
Biodexa Pharmaceuticals
BDRX
$3.3M
– –
0
– -$23K
UNIT
354
Uniti Group
UNIT
$1.79B
$13K ﹤0.01%
1,600
– –
SPAQ.WS
355
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$9K ﹤0.01%
+16,371
New +$9K
FLLCR
356
DELISTED
Fellazo Inc. Right
FLLCR
$8K ﹤0.01%
+45,060
New +$8K
LGC.WS
357
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$6K ﹤0.01%
11,900
– –
ENPH icon
358
Enphase Energy
ENPH
$5.07B
$5K ﹤0.01%
+200
New +$5K
SOLOW
359
DELISTED
Electrameccanica Vehicles Corp. Ltd. Warrants
SOLOW
$5K ﹤0.01%
15,216
+1,000
+7% +$329
PAACR
360
DELISTED
Proficient Alpha Acquisition Corp. Rights
PAACR
$5K ﹤0.01%
500
– –
WRLSW
361
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$5K ﹤0.01%
15,000
– –
AUPH icon
362
Aurinia Pharmaceuticals
AUPH
$1.62B
$4K ﹤0.01%
+222
New +$4K
SOLO
363
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$4K ﹤0.01%
1,991
– –
PAACW
364
DELISTED
Proficient Alpha Acquisition Corp. Warrant
PAACW
$4K ﹤0.01%
25,000
– –
GMO
365
DELISTED
General Moly, Inc.
GMO
$3K ﹤0.01%
11,837
– –
ROSEW
366
DELISTED
Rosehill Resources Inc.
ROSEW
$1K ﹤0.01%
16,200
– –
TIF
367
DELISTED
Tiffany & Co.
TIF
– –
0
– –
MYOK
368
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
0
– –
ZN
369
DELISTED
Zion Oil & Gas, Inc.
ZN
– –
-42,543
Closed -$11K
CCI.PRA
370
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-7,605
Closed -$9.63M
ECT
371
DELISTED
ECA Marcellus Trust 1 Interest
ECT
– –
-24,649
Closed -$30K
DEACU
372
DELISTED
Diamond Eagle Acquisition Corp. Unit
DEACU
– –
-46,600
Closed -$474K
FTSV
373
DELISTED
Forty Seven, Inc. Common Stock
FTSV
– –
0
– –
RARX
374
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
– –
0
– –
ZAYO
375
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
0
– –
13 14
15
16 17