CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$21.4M
4
PCG icon
PG&E
PCG
+$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$44.5M
2
IAC icon
IAC Inc
IAC
+$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$6.7M
4
RTX icon
RTX Corp
RTX
+$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
+$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NUVA
326
DELISTED
NuVasive, Inc.
NUVA
– –
0
– –
PDCE
327
DELISTED
PDC Energy, Inc.
PDCE
– –
0
– –
TTCF
328
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-600
Closed -$6K
LOTZ
329
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
– –
-100
Closed -$1K
CCXI
330
DELISTED
ChemoCentryx, Inc.
CCXI
– –
0
– –
GBT
331
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
0
– –
CHNGU
332
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-84
Closed -$4K
DISCB
333
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
– –
-2,511
Closed -$69K
ARNA
334
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
0
– –
KSU
335
DELISTED
Kansas City Southern
KSU
– –
0
– –
TRIL
336
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-6,169
Closed -$25K
FTV.PRA
337
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
-3,257
Closed -$2.38M
GWPH
338
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
0
– –
NBR.PRA
339
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
– –
-22,539
Closed -$80K
WPX
340
DELISTED
WPX Energy, Inc.
WPX
– –
0
– –
VVNT.WS
341
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-84,856
Closed -$118K
RMG.U
342
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-1,000
Closed -$10K
TCO
343
DELISTED
Taubman Centers Inc.
TCO
– –
0
– –
MYOK
344
DELISTED
MyoKardia, Inc. Common Stock
MYOK
– –
-8,235
Closed -$386K
WMGI
345
DELISTED
Wright Medical Group Inc
WMGI
– –
0
– –
FMCIW
346
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-55,000
Closed -$15K
MNTA
347
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
– –
0
– –
SHLL.WS
348
DELISTED
Tortoise Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
SHLL.WS
– –
-83,900
Closed -$23K
TECD
349
DELISTED
Tech Data Corp
TECD
– –
0
– –
CHK
350
DELISTED
Chesapeake Energy Corporation
CHK
– –
-599
Closed -$21K
12 13
14
15 16