CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$8.94M
5
PCG icon
PG&E
PCG
$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
$27.9M
3
CELG
Celgene Corp
CELG
$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MOSC.WS
326
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$66K ﹤0.01%
68,341
+13,014
+24% +$12.6K
STXS icon
327
Stereotaxis
STXS
$262M
$63K ﹤0.01%
11,925
– –
HL.PRB icon
328
Hecla Mining Company Series B Cumulative Convertible Preferred
HL.PRB
$8.32M
$62K ﹤0.01%
1,200
– –
LOTZW
329
DELISTED
CarLotz, Inc. Warrant
LOTZW
$62K ﹤0.01%
82,741
+17,934
+28% +$13.4K
FSK icon
330
FS KKR Capital
FSK
$5.07B
$61K ﹤0.01%
2,500
-34,586
-93% -$844K
FOX icon
331
Fox Class B
FOX
$25.3B
$56K ﹤0.01%
+1,526
New +$56K
AUY
332
DELISTED
Yamana Gold, Inc.
AUY
$52K ﹤0.01%
13,100
– –
DS
333
DELISTED
Drive Shack Inc.
DS
$50K ﹤0.01%
13,549
– –
AHT
334
Ashford Hospitality Trust
AHT
$37.9M
$48K ﹤0.01%
17
-1
-6% -$2.82K
GOEVW
335
DELISTED
Canoo Inc. Warrant
GOEVW
$47K ﹤0.01%
58,450
-6,150
-10% -$4.95K
VKTX icon
336
Viking Therapeutics
VKTX
$2.87B
$44K ﹤0.01%
+5,500
New +$44K
MBIO icon
337
Mustang Bio
MBIO
$9.85M
$43K ﹤0.01%
14
– –
MTBL
338
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$39K ﹤0.01%
158,447
– –
MDR
339
DELISTED
McDermott International
MDR
$37K ﹤0.01%
54,526
-62,541
-53% -$42.4K
PSTG icon
340
Pure Storage
PSTG
$26B
$34K ﹤0.01%
2,001
– –
LTRPA
341
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$34K ﹤0.01%
4,687
-6,381
-58% -$46.3K
TEVA icon
342
Teva Pharmaceuticals
TEVA
$22.1B
$30K ﹤0.01%
3,039
-12,500
-80% -$123K
JOYY
343
JOYY Inc. American Depositary Shares
JOYY
$3.27B
$29K ﹤0.01%
540
+500
+1,250% +$26.9K
LVO icon
344
LiveOne
LVO
$52.2M
$28K ﹤0.01%
+18,089
New +$28K
PHUNW
345
DELISTED
Phunware, Inc. Warrants
PHUNW
$28K ﹤0.01%
40,011
– –
TRQ
346
DELISTED
Turquoise Hill Resources Ltd
TRQ
$28K ﹤0.01%
3,760
– –
TLRY icon
347
Tilray
TLRY
$1.23B
$26K ﹤0.01%
+1,545
New +$26K
XLB icon
348
Materials Select Sector SPDR Fund
XLB
$5.52B
$25K ﹤0.01%
+400
New +$25K
PHUN icon
349
Phunware
PHUN
$51.1M
$24K ﹤0.01%
404
– –
VIPS icon
350
Vipshop
VIPS
$8.58B
$21K ﹤0.01%
1,510
-7,500
-83% -$104K
12 13
14
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