CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
-2.63%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.34B
AUM Growth
-$199M
Cap. Flow
-$764M
Cap. Flow %
-56.81%
Top 10 Hldgs %
33.87%
Holding
825
New
59
Increased
99
Reduced
61
Closed
281

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$51.3M
2
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$8.14M
3
PCG icon
PG&E
PCG
+$7.74M
4
MSGN
MSG Networks Inc.
MSGN
+$6.4M
5
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$5.29M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$23.8M
2
BFH icon
Bread Financial
BFH
+$19.8M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$10.7M
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$9.11M
5
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$6.34M

Sector Composition

1 Industrials 7.42%
2 Technology 4.93%
3 Communication Services 3.82%
4 Financials 2.74%
5 Consumer Discretionary 2.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HLIT icon
326
Harmonic Inc
HLIT
$1.13B
$80K 0.01%
12,176
– –
VIPS icon
327
Vipshop
VIPS
$8.72B
$80K 0.01%
9,010
– –
GES icon
328
Guess, Inc.
GES
$880M
$79K 0.01%
+4,245
New +$79K
AWRE icon
329
Aware
AWRE
$58.4M
$74K ﹤0.01%
24,737
– –
GUT
330
Gabelli Utility Trust
GUT
$530M
$74K ﹤0.01%
10,260
– –
RMG.WS
331
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$72K ﹤0.01%
+95,572
New +$72K
MOSC.WS
332
DELISTED
Mosaic Acquisition Corp. Warrants, each exercisable for one Class A Common Stock at an exercise pric
MOSC.WS
$64K ﹤0.01%
+55,327
New +$64K
OPK icon
333
Opko Health
OPK
$1.12B
$63K ﹤0.01%
30,144
– –
GIG.RT
334
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$63K ﹤0.01%
+6,100
New +$63K
HL.PRB icon
335
Hecla Mining Company Series B Cumulative Convertible Preferred
HL.PRB
$8.31M
$62K ﹤0.01%
1,200
– –
NWG icon
336
NatWest
NWG
$57.3B
$62K ﹤0.01%
11,236
– –
ADSK icon
337
Autodesk
ADSK
$69.6B
$59K ﹤0.01%
+400
New +$59K
AHT
338
Ashford Hospitality Trust
AHT
$37.9M
$58K ﹤0.01%
18
– –
DS
339
DELISTED
Drive Shack Inc.
DS
$58K ﹤0.01%
13,549
– –
GOEVW
340
DELISTED
Canoo Inc. Warrant
GOEVW
$51K ﹤0.01%
+64,600
New +$51K
LOTZW
341
DELISTED
CarLotz, Inc. Warrant
LOTZW
$48K ﹤0.01%
64,807
+51,626
+392% +$38.2K
Z icon
342
Zillow
Z
$21.1B
$45K ﹤0.01%
+1,510
New +$45K
HL icon
343
Hecla Mining
HL
$6.82B
$42K ﹤0.01%
23,744
– –
STXS icon
344
Stereotaxis
STXS
$262M
$42K ﹤0.01%
+11,925
New +$42K
AUY
345
DELISTED
Yamana Gold, Inc.
AUY
$42K ﹤0.01%
13,100
– –
ZVO
346
DELISTED
Zovio Inc. Common Stock
ZVO
$39K ﹤0.01%
19,911
– –
VIA
347
DELISTED
Viacom Inc. Class A
VIA
$39K ﹤0.01%
+1,498
New +$39K
MTBL
348
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$38K ﹤0.01%
158,447
+6,667
+4% +$1.6K
APVO icon
349
Aptevo Therapeutics
APVO
$4.87M
– –
0
– -$77K
MBIO icon
350
Mustang Bio
MBIO
$10.6M
$35K ﹤0.01%
14
– –
12 13
14
15 16