CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+8.65%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.39B
AUM Growth
+$47.5M
Cap. Flow
-$733M
Cap. Flow %
-52.66%
Top 10 Hldgs %
35.99%
Holding
626
New
73
Increased
79
Reduced
74
Closed
83

Top Buys

1
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$14.3M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.2M
3
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
4
AIZP
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
+$8.94M
5
PCG icon
PG&E
PCG
+$7.96M

Top Sells

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$61.4M
2
AABA
Altaba Inc. Common Stock
AABA
+$27.9M
3
CELG
Celgene Corp
CELG
+$12.6M
4
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$9.63M
5
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$8.14M

Sector Composition

1 Industrials 7.86%
2 Healthcare 2.89%
3 Communication Services 2.78%
4 Technology 2.57%
5 Consumer Discretionary 2.29%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRR
301
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$114K 0.01%
+27,618
New +$114K
CNP icon
302
CenterPoint Energy
CNP
$24.4B
$109K 0.01%
4,000
– –
BCX icon
303
BlackRock Resources & Commodities Strategy Trust
BCX
$787M
$108K 0.01%
+13,360
New +$108K
CPLG
304
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$107K 0.01%
10,000
-29,979
-75% -$321K
BFI
305
DELISTED
BurgerFi International, Inc. Common Stock
BFI
$105K 0.01%
10,000
– –
PARAA
306
DELISTED
Paramount Global Class A
PARAA
$104K 0.01%
2,313
-66
-3% -$2.97K
AIG.WS
307
DELISTED
American International Group, Inc.
AIG.WS
$104K 0.01%
10,686
+41
+0.4% +$399
CNDT icon
308
Conduent
CNDT
$447M
$101K 0.01%
16,240
-4,100
-20% -$25.5K
MCD icon
309
McDonald's
MCD
$223B
$99K 0.01%
+500
New +$99K
F icon
310
Ford
F
$45.8B
$96K 0.01%
10,323
– –
ALLK
311
DELISTED
Allakos
ALLK
$95K 0.01%
+1,000
New +$95K
BCS icon
312
Barclays
BCS
$71.3B
$95K 0.01%
10,000
-48,981
-83% -$465K
DISCB
313
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$91K 0.01%
2,511
– –
SCKT icon
314
Socket Mobile
SCKT
$8.28M
$90K 0.01%
55,858
-2,583
-4% -$4.16K
DPHCW
315
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$83K ﹤0.01%
103,400
– –
AWRE icon
316
Aware
AWRE
$61.6M
$83K ﹤0.01%
24,737
– –
CECO icon
317
Ceco Environmental
CECO
$1.6B
$80K ﹤0.01%
10,478
-18,305
-64% -$140K
GSIT icon
318
GSI Technology
GSIT
$86.7M
$80K ﹤0.01%
11,222
– –
HL icon
319
Hecla Mining
HL
$6.72B
$80K ﹤0.01%
23,744
– –
GUT
320
Gabelli Utility Trust
GUT
$534M
$78K ﹤0.01%
10,260
– –
ONCS
321
DELISTED
OncoSec Medical Incorporated
ONCS
$77K ﹤0.01%
1,925
– –
ADSK icon
322
Autodesk
ADSK
$69B
$73K ﹤0.01%
400
– –
RMG.WS
323
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$71K ﹤0.01%
122,697
+27,125
+28% +$15.7K
DEACW
324
DELISTED
Diamond Eagle Acquisition Corp. Warrant
DEACW
$70K ﹤0.01%
29,247
+5,150
+21% +$12.3K
ICPT
325
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$68K ﹤0.01%
+547
New +$68K
11 12
13
14 15