CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$21.4M
4
PCG icon
PG&E
PCG
+$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$44.5M
2
IAC icon
IAC Inc
IAC
+$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$6.7M
4
RTX icon
RTX Corp
RTX
+$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
+$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SIOX
251
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$89K 0.01%
31,662
– –
LTRPA
252
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$88K 0.01%
41,168
+30,100
+272% +$64.3K
SCKT icon
253
Socket Mobile
SCKT
$8.2M
$87K ﹤0.01%
55,858
– –
NVAX icon
254
Novavax
NVAX
$1.29B
$83K ﹤0.01%
+1,000
New +$83K
NFINW
255
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$83K ﹤0.01%
+50,300
New +$83K
LCAHW
256
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$80K ﹤0.01%
14,866
+4,350
+41% +$23.4K
HL icon
257
Hecla Mining
HL
$6.82B
$78K ﹤0.01%
23,744
– –
IRR
258
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$71K ﹤0.01%
28,031
– –
OCUL icon
259
Ocular Therapeutix
OCUL
$2.21B
$70K ﹤0.01%
8,436
+7,256
+615% +$60.2K
RESI
260
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$70K ﹤0.01%
+8,000
New +$70K
ENPH icon
261
Enphase Energy
ENPH
$4.96B
$68K ﹤0.01%
1,421
-79
-5% -$3.78K
ADSK icon
262
Autodesk
ADSK
$69.6B
$66K ﹤0.01%
277
-1,000
-78% -$238K
BCX icon
263
BlackRock Resources & Commodities Strategy Trust
BCX
$768M
$66K ﹤0.01%
10,839
– –
FUND
264
Sprott Focus Trust
FUND
$247M
$61K ﹤0.01%
+10,339
New +$61K
LACQW
265
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$58K ﹤0.01%
62,200
+37,000
+147% +$34.5K
USO icon
266
United States Oil Fund
USO
$912M
$57K ﹤0.01%
+2,047
New +$57K
KRTX
267
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$56K ﹤0.01%
+500
New +$56K
AMD icon
268
Advanced Micro Devices
AMD
$253B
$53K ﹤0.01%
1,000
-4,000
-80% -$212K
OPK icon
269
Opko Health
OPK
$1.12B
$51K ﹤0.01%
+15,000
New +$51K
SPAQ.WS
270
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$48K ﹤0.01%
26,668
-18,762
-41% -$33.8K
MAPSW icon
271
WM Technology, Inc. Warrants
MAPSW
$2.33M
$46K ﹤0.01%
91,040
+58,240
+178% +$29.4K
SRTAW
272
Strata Critical Medical, Inc. Warrants
SRTAW
$2.21M
$45K ﹤0.01%
+50,500
New +$45K
SOLO
273
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$45K ﹤0.01%
+20,100
New +$45K
CNDT icon
274
Conduent
CNDT
$457M
$39K ﹤0.01%
16,240
– –
TIF
275
DELISTED
Tiffany & Co.
TIF
$37K ﹤0.01%
+300
New +$37K
9 10
11
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