CL

CSS LLC Portfolio holdings

AUM $1.58B
1-Year Return 16.3%
This Quarter Return
+7.91%
1 Year Return
+16.3%
3 Year Return
+40.05%
5 Year Return
+68.7%
10 Year Return
+161.54%
AUM
$1.2B
AUM Growth
+$226M
Cap. Flow
-$483M
Cap. Flow %
-40.4%
Top 10 Hldgs %
31.61%
Holding
625
New
103
Increased
66
Reduced
87
Closed
107

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$57.9M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$29.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$21.4M
4
PCG icon
PG&E
PCG
+$21M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$13.7M

Top Sells

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$44.5M
2
IAC icon
IAC Inc
IAC
+$13.3M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$6.7M
4
RTX icon
RTX Corp
RTX
+$5.48M
5
RARX
Ra Pharmaceuticals, Inc. Common Stock
RARX
+$4.27M

Sector Composition

1 Healthcare 3.76%
2 Industrials 3.56%
3 Utilities 2.68%
4 Technology 2.63%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LOTZW
226
DELISTED
CarLotz, Inc. Warrant
LOTZW
$144K 0.01%
110,509
+9,800
+10% +$12.8K
SVVC
227
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$143K 0.01%
34,794
– –
RGT
228
Royce Global Value Trust
RGT
$83.5M
$136K 0.01%
11,752
– –
GOGO icon
229
Gogo Inc
GOGO
$1.39B
$134K 0.01%
+42,500
New +$134K
VKTX icon
230
Viking Therapeutics
VKTX
$2.84B
$130K 0.01%
18,000
-20,000
-53% -$144K
WRAP icon
231
Wrap Technologies
WRAP
$85.9M
$129K 0.01%
+12,350
New +$129K
RMO
232
DELISTED
Romeo Power, Inc.
RMO
$127K 0.01%
12,411
+1,211
+11% +$12.4K
FAX
233
abrdn Asia-Pacific Income Fund
FAX
$678M
$122K 0.01%
5,333
– –
HIX
234
Western Asset High Income Fund II
HIX
$393M
$121K 0.01%
19,571
-1,000
-5% -$6.18K
KXIN icon
235
Kaixin Holdings
KXIN
$9.2M
$121K 0.01%
156
– –
HRTX icon
236
Heron Therapeutics
HRTX
$199M
$118K 0.01%
+8,000
New +$118K
SMM
237
DELISTED
Salient Midstream & MLP Fund
SMM
$117K 0.01%
28,322
-2,500
-8% -$10.3K
CARS icon
238
Cars.com
CARS
$830M
$114K 0.01%
19,720
+5,000
+34% +$28.9K
DSE
239
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$114K 0.01%
+21,193
New +$114K
GRF
240
Eagle Capital Growth Fund
GRF
$41.7M
$113K 0.01%
17,008
+650
+4% +$4.32K
HIMS icon
241
Hims & Hers Health
HIMS
$10.8B
$109K 0.01%
+10,715
New +$109K
KO icon
242
Coca-Cola
KO
$292B
$107K 0.01%
2,400
-1,500
-38% -$66.9K
FT
243
Franklin Universal Trust
FT
$199M
$103K 0.01%
15,504
– –
SRNE
244
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$100K 0.01%
+15,900
New +$100K
APPH
245
DELISTED
AppHarvest, Inc. Common Stock
APPH
$99K 0.01%
+10,100
New +$99K
AWP
246
abrdn Global Premier Properties Fund
AWP
$347M
$97K 0.01%
20,879
– –
GME icon
247
GameStop
GME
$10.6B
$94K 0.01%
86,684
-20,000
-19% -$21.7K
EOG icon
248
EOG Resources
EOG
$64.1B
$91K 0.01%
+1,806
New +$91K
RMT
249
Royce Micro-Cap Trust
RMT
$542M
$90K 0.01%
12,483
+257
+2% +$1.85K
TWNKW
250
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$90K 0.01%
51,946
-10,350
-17% -$17.9K
8 9
10
11 12