CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMD icon
201
Advanced Micro Devices
AMD
$245B
– –
-5,055
Closed -$74K
AMSF icon
202
AMERISAFE
AMSF
$871M
– –
-311
Closed -$20K
AON icon
203
Aon
AON
$79.9B
– –
-717
Closed -$85K
AXS.PRE icon
204
AXIS Capital Holdings Ltd Series E
AXS.PRE
$467M
– –
-20,000
Closed -$465K
BAK icon
205
Braskem
BAK
$1.41B
– –
-1,886
Closed -$38K
BYD icon
206
Boyd Gaming
BYD
$6.93B
– –
-13,727
Closed -$295K
CIO.PRA
207
City Office REIT, Inc. 6.625% Series A Cumulative Redeemable Preferred Stock
CIO.PRA
$112M
– –
-50,000
Closed -$1.24M
CNDT icon
208
Conduent
CNDT
$447M
– –
-937
Closed -$16K
CPA icon
209
Copa Holdings
CPA
$4.85B
– –
-460
Closed -$51K
CPT icon
210
Camden Property Trust
CPT
$11.9B
– –
-687
Closed -$55K
CSCO icon
211
Cisco
CSCO
$264B
– –
-4,199
Closed -$142K
NVS icon
212
Novartis
NVS
$251B
– –
-1,974
Closed -$132K
OUT icon
213
Outfront Media
OUT
$3.05B
– –
-3,272
Closed -$85K
PAYX icon
214
Paychex
PAYX
$48.7B
– –
-6,837
Closed -$404K
PKX icon
215
POSCO
PKX
$15.5B
– –
-1,022
Closed -$66K
PMT.PRA
216
PennyMac Mortgage Investment Trust 8.125% Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Shares of Beneficial Interest
PMT.PRA
$112M
– –
-25,000
Closed -$633K
PNC icon
217
PNC Financial Services
PNC
$80.5B
– –
-2,512
Closed -$305K
PRA icon
218
ProAssurance
PRA
$1.22B
– –
-599
Closed -$36K
RS icon
219
Reliance Steel & Aluminium
RS
$15.7B
– –
-846
Closed -$68K
SKM icon
220
SK Telecom
SKM
$8.38B
– –
-605
Closed -$25K
STC icon
221
Stewart Information Services
STC
$2.06B
– –
-916
Closed -$40K
STLD icon
222
Steel Dynamics
STLD
$19.8B
– –
-3,607
Closed -$125K
UNH icon
223
UnitedHealth
UNH
$286B
– –
-438
Closed -$72K
UNM icon
224
Unum
UNM
$12.6B
– –
-1,182
Closed -$55K
VLO icon
225
Valero Energy
VLO
$48.7B
– –
-664
Closed -$44K
7 8
9
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