CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+2.39%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$608M
AUM Growth
-$38M
Cap. Flow
-$57.4M
Cap. Flow %
-9.43%
Top 10 Hldgs %
45.62%
Holding
324
New
39
Increased
32
Reduced
78
Closed
85

Top Buys

1
EAI
Entergy Arkansas, LLC First Mortgage Bonds, 4.875% Series due September 1, 2066
EAI
$5.83M
2
FTR
Frontier Communications Corp.
FTR
$4.85M
3
INN
Summit Hotel Properties
INN
$2.33M
4
SCE.PRL
SCE TRUST VI 5.00% Trust Preference Securities
SCE.PRL
$1.87M
5
EXC icon
Exelon
EXC
$1.79M

Top Sells

1
AEP icon
American Electric Power
AEP
$10.4M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$9.2M
3
DYNC
Vistra Energy Corp.
DYNC
$5.68M
4
SBNB
Scorpio Tankers Inc.
SBNB
$5.63M
5
DRUA
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
$5.21M

Sector Composition

1 Utilities 53.69%
2 Communication Services 13.25%
3 Financials 7.42%
4 Real Estate 6.08%
5 Energy 3.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WMT icon
176
Walmart
WMT
$801B
$49K 0.01%
1,923
-3,711
-66% -$94.6K
BAC.PRC
177
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
$49K 0.01%
1,900
– –
KLAC icon
178
KLA
KLAC
$119B
$48K 0.01%
523
-509
-49% -$46.7K
PFE icon
179
Pfizer
PFE
$141B
$48K 0.01%
1,514
-2,202
-59% -$69.8K
CIM
180
Chimera Investment
CIM
$1.2B
$47K 0.01%
843
-1,178
-58% -$65.7K
IRM icon
181
Iron Mountain
IRM
$27.2B
$46K 0.01%
1,352
-1,820
-57% -$61.9K
KO icon
182
Coca-Cola
KO
$292B
$46K 0.01%
1,016
-974
-49% -$44.1K
SPLS
183
DELISTED
Staples Inc
SPLS
$46K 0.01%
4,597
-4,364
-49% -$43.7K
AMZN icon
184
Amazon
AMZN
$2.48T
$43K 0.01%
880
-8,880
-91% -$434K
TBT icon
185
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$291M
$43K 0.01%
1,200
-1,367
-53% -$49K
JKHY icon
186
Jack Henry & Associates
JKHY
$11.8B
$38K 0.01%
369
-2,972
-89% -$306K
MAT icon
187
Mattel
MAT
$6.06B
$37K 0.01%
1,756
-1,143
-39% -$24.1K
LQD icon
188
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.8B
$29K ﹤0.01%
237
-425
-64% -$52K
MIC
189
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$29K ﹤0.01%
370
-1,120
-75% -$87.8K
CPK icon
190
Chesapeake Utilities
CPK
$2.96B
$23K ﹤0.01%
300
– –
NJR icon
191
New Jersey Resources
NJR
$4.72B
$16K ﹤0.01%
400
– –
MDU icon
192
MDU Resources
MDU
$3.31B
$13K ﹤0.01%
1,315
– –
LMHA
193
DELISTED
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056
LMHA
$11K ﹤0.01%
400
– –
GRH.PRC
194
DELISTED
GREENHUNTER RESOURCES INC PFD CUM SER C 10%
GRH.PRC
$4K ﹤0.01%
61,786
– –
DRUA
195
DELISTED
Dominion Energy, Inc 2016 Series A 5.25% Enhanced Junior Subordinated Notes due 2076
DRUA
– –
-219,195
Closed -$5.21M
CTBB icon
196
Qwest Corporation 6.5% Notes due 2056
CTBB
$793M
– –
-70,000
Closed -$1.74M
AEO icon
197
American Eagle Outfitters
AEO
$3.26B
– –
-5,521
Closed -$79K
AGNC icon
198
AGNC Investment
AGNC
$10.8B
– –
-1,699
Closed -$34K
AHL.PRD
199
Aspen Insurance Holdings 5.625% Perpetual Non-Cumulative Preference Shares
AHL.PRD
$216M
– –
-53,000
Closed -$1.33M
AHT.PRG
200
Ashford Hospitality Trust Series G
AHT.PRG
$24.7M
– –
-20,000
Closed -$481K
6 7
8
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