CPP

Crow Point Partners Portfolio holdings

AUM $58.8M
1-Year Return 32.62%
This Quarter Return
+0.37%
1 Year Return
+32.62%
3 Year Return
+55.82%
5 Year Return
–
10 Year Return
–
AUM
$614M
AUM Growth
-$24.4M
Cap. Flow
-$28.8M
Cap. Flow %
-4.68%
Top 10 Hldgs %
41.12%
Holding
382
New
55
Increased
11
Reduced
121
Closed
81

Top Buys

1
CME icon
CME Group
CME
$14.7M
2
SOJA
The Southern Company Series 2015A 6.25% Junior Subordinated Notes due October 15, 2075
SOJA
$10.4M
3
SAB.CL
Saratoga Investment Corp. 6.75% Notes due 2023 Called
SAB.CL
$5.17M
4
RILYL
B. Riley Financial, Inc. 7.50% Senior Notes
RILYL
$2.56M
5
MDLX
Medley LLC 6.875% Senior Notes due 2026
MDLX
$2.41M

Top Sells

1
SYNT
Syntel Inc
SYNT
$23.4M
2
LUMN icon
Lumen
LUMN
$11.7M
3
GMRE
Global Medical REIT
GMRE
$7.23M
4
SOJB
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
$4.15M
5
DTJ
DTE Energy Company 2016 Series B 5.375% Junior Subordinated Debentures due 2076
DTJ
$3.66M

Sector Composition

1 Utilities 47.54%
2 Communication Services 12.87%
3 Financials 7.7%
4 Real Estate 7.4%
5 Energy 2.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EQR icon
176
Equity Residential
EQR
$25.5B
$49K 0.01%
757
-887
-54% -$57.4K
LRN icon
177
Stride
LRN
$7.01B
$49K 0.01%
+2,855
New +$49K
CPT icon
178
Camden Property Trust
CPT
$11.9B
$47K 0.01%
556
-478
-46% -$40.4K
INTC icon
179
Intel
INTC
$107B
$47K 0.01%
1,305
-1,029
-44% -$37.1K
WDR
180
DELISTED
Waddell & Reed Financial, Inc.
WDR
$47K 0.01%
+2,400
New +$47K
BDX icon
181
Becton Dickinson
BDX
$55.1B
$46K 0.01%
+283
New +$46K
SIMO icon
182
Silicon Motion
SIMO
$2.8B
$44K 0.01%
1,028
-741
-42% -$31.7K
AMGN icon
183
Amgen
AMGN
$153B
$43K 0.01%
297
-1,045
-78% -$151K
PKX icon
184
POSCO
PKX
$15.5B
$42K 0.01%
800
-2,371
-75% -$124K
UNM icon
185
Unum
UNM
$12.6B
$42K 0.01%
957
-4,607
-83% -$202K
XRX icon
186
Xerox
XRX
$493M
$41K 0.01%
1,779
-975
-35% -$22.5K
VCSH icon
187
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$40K 0.01%
500
– –
KNL
188
DELISTED
Knoll, Inc.
KNL
$40K 0.01%
1,438
-1,135
-44% -$31.6K
IBKC
189
DELISTED
IBERIABANK Corp
IBKC
$39K 0.01%
+470
New +$39K
ELP icon
190
Copel
ELP
$6.77B
$37K 0.01%
11,025
-35,443
-76% -$119K
QCOM icon
191
Qualcomm
QCOM
$172B
$37K 0.01%
568
-449
-44% -$29.2K
VLO icon
192
Valero Energy
VLO
$48.7B
$37K 0.01%
538
-2,710
-83% -$186K
BIG
193
DELISTED
Big Lots, Inc.
BIG
$36K 0.01%
714
-3,320
-82% -$167K
CA
194
DELISTED
CA, Inc.
CA
$36K 0.01%
1,126
-4,728
-81% -$151K
RF icon
195
Regions Financial
RF
$24.1B
$35K 0.01%
2,428
-1,917
-44% -$27.6K
PFE icon
196
Pfizer
PFE
$141B
$33K 0.01%
1,085
-1,478
-58% -$45K
ETFC
197
DELISTED
E*Trade Financial Corporation
ETFC
$33K 0.01%
+940
New +$33K
BAK icon
198
Braskem
BAK
$1.41B
$32K 0.01%
1,527
-6,468
-81% -$136K
CMA icon
199
Comerica
CMA
$8.85B
$32K 0.01%
+468
New +$32K
EHC icon
200
Encompass Health
EHC
$12.6B
$32K 0.01%
975
-4,896
-83% -$161K
6 7
8
9 10